Brian Clark has been an investment adviser representative at Cross Financial Advisors since June 2017, and is not listed among the firm’s executive officers or direct owners.
Cross Financial Advisors, LLC is a Portland, OR firm with $482M under management, 1,873 clients and 11 advisers across 7 offices, as of its September 2026 filing.
Brian Clark is a Financial Advisor of Cross Financial Advisors, LLC. He has over 20 years of experience in the financial services industry. He started his career as a Bank Manager at Bank of America for 13 years, moved full time into investment advising at Bank of America Securities in 2008, and joined LPL Financial in 2009.
Brian Clark’s longest registration is the current one, 17 years at LPL Financial LLC since 2009. Before joining Cross Financial Advisors in 2017, Brian Clark was registered through Banc of America Investment Services, Inc.
- Cross Financial AdvisorsCurrent– present · 9 yearsPortland, OR · Adviser representative · Firm CRD 287686
- LPL Financial LLCAlso current– present · 17 yearsBeaverton, OR · Adviser representative and broker · Firm CRD 6413
- Banc of America Investment Services, Inc.– · under a yearPortland, OR · Adviser representative · Firm CRD 16361
Investment adviser representative registrations
Brian Clark is registered as an investment adviser representative in Oregon, since June 2017.
- OregonSince 29 June 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 May 2008 |
| Series 7 | General Securities Representative Examination | 29 April 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 April 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 April 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian Matthew Clark
- CRD
- 3051523
- Firm
- Cross Financial Advisors · CRD 287686
- Office
- 11600 SW SHILO LAND, SUITE 100, Portland, OR 97225
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- crossfinancialmgmt.com
Where does Brian Clark work?
Brian Clark is an investment adviser representative registered through Cross Financial Advisors, LLC since June 2017, and is not listed among the firm’s executive officers or direct owners.
Is Brian Clark a financial advisor?
Yes. Brian Clark has a current investment-adviser registration in Oregon, through Cross Financial Advisors since June 2017.
How many years of experience does Brian Clark have?
Brian Clark has 23 years in the financial industry, since February 2003, across 3 adviser firms.
What exams has Brian Clark passed?
Brian Clark has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in April 2003. FINRA credited Brian Clark with the SIE, which began in October 2018.
Where did Brian Clark work before Cross Financial Advisors?
Before Cross Financial Advisors, Brian Clark was registered through Banc of America Investment Services, Inc., May 2008 to March 2009.
Where is Brian Clark based?
Brian Clark’s registered office is in Portland, OR.
Is Brian Clark registered with FINRA?
Yes. Brian Clark has a current broker registration, under CRD 3051523.
Source: FINRA BrokerCheck
How can I verify Brian Clark’s record?
Search CRD 3051523 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Clark’s full registration record.
