Brian Baylis has been Chief Compliance Officer of Bell Investment Advisors since January 2009, is a control person of the firm and directly owns under 5% of it.
Bell Investment Advisors Inc is an Orinda, CA firm with $788M under management, 443 clients and 6 advisers in one office, as of its June 2026 filing.
- Bell Investment Advisors IncCurrent– present · 19 yearsOrinda, CA · Adviser representative · Firm CRD 108383
Investment adviser representative registrations
Brian Baylis is registered as an investment adviser representative in California, since June 2007.
- CaliforniaSince 5 June 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 June 2007 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 1 August 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 November 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian Ray Baylis
- CRD
- 4873599
- Firm
- Bell Investment Advisors · CRD 108383
- Role
- Chief Compliance Officer
- Office
- 2 THEATRE SQUARE, SUITE 315, Orinda, CA 94563
- Registration
- Investment adviser registration
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Baylis work?
Brian Baylis has been Chief Compliance Officer of Bell Investment Advisors Inc since January 2009, and is a control person of the firm.
Is Brian Baylis a financial advisor?
Yes. Brian Baylis has a current investment-adviser registration in California, through Bell Investment Advisors since June 2007.
How many years of experience does Brian Baylis have?
Brian Baylis has 19 years in the financial industry, since June 2007, across 1 adviser firm.
What exams has Brian Baylis passed?
Brian Baylis has passed 4 licensing exams: the Series 6, Series 63, Series 26 and Series 65. The earliest, the Series 6, was passed in November 2004.
Where is Brian Baylis based?
Brian Baylis’ registered office is in Orinda, CA.
Is Brian Baylis registered with FINRA?
No. Brian Baylis has no current broker registration.
How can I verify Brian Baylis’ record?
Search CRD 4873599 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Baylis’ full registration record.
