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Brett Heniss

Investment adviser representative at Financial & Tax Architects in Oak Brook, IL

Investment adviser registrationUpdated

Brett Heniss is an investment adviser representative at Financial & Tax Architects, LLC, an investment adviser managing $506M, and works from its Oak Brook, IL office. Brett Heniss has been registered through Financial & Tax Architects since 26 July 2025, has 1 year in the industry across 1 firm and has passed the Series 65.

1
Years in industry
1
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Brett Heniss has been an investment adviser representative at Financial & Tax Architects since July 2025, and is not listed among the firm’s executive officers or direct owners.

Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.

  1. Financial & Tax Architects, LLCCurrent
    – present · 1 year
    Oak Brook, IL · Adviser representative · Firm CRD 119169

Credentials and registrations

Investment adviser representative registrations

Brett Heniss is registered as an investment adviser representative in Illinois, since July 2025.

  • IllinoisSince 26 July 2025

Examinations

Series 6525 July 2025
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Brett J Heniss
CRD
7601737
Firm
Financial & Tax Architects · CRD 119169
Office
1415 West 22nd Street, Oak Brook, IL 60523
Registration
Investment adviser registration
In the industry since
July 2025
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Brett Heniss work?

Brett Heniss is an investment adviser representative registered through Financial & Tax Architects, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Brett Heniss a financial advisor?

Yes. Brett Heniss has a current investment-adviser registration in Illinois, through Financial & Tax Architects since July 2025.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Brett Heniss have?

Brett Heniss has 1 year in the financial industry, since July 2025, across 1 adviser firm.

Source: IAPD individual record, checked 24 October 2026

What exams has Brett Heniss passed?

Brett Heniss passed the Series 65 in July 2025.

Source: IAPD individual record, checked 24 October 2026

Where is Brett Heniss based?

Brett Heniss’ registered office is in Oak Brook, IL.

Source: IAPD individual record, checked 24 October 2026

Is Brett Heniss registered with FINRA?

No. Brett Heniss has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Brett Heniss’ record?

Search CRD 7601737 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brett Heniss’ full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Financial & Tax Architects

Sources

  1. IAPD individual record, CRD 7601737, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Financial & Tax Architects, LLC, filed 18 June 2026. Executive officers and direct owners; this person is not among them.
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