Brenton Thai has been an investment adviser representative at Collaborative Wealth Management since August 2016, and is not listed among the firm’s executive officers or direct owners.
Collaborative Wealth Management, Inc. is a Lake Mary, FL firm with $653M under management, 937 clients and 9 advisers across 4 offices, as of its March 2026 filing.
Brenton Thai’s longest registration is the current one, 10 years at Collaborative Wealth Management since 2016. Before joining Collaborative Wealth Management in 2016, Brenton Thai was registered through Securian Financial Services, Inc.
- Collaborative WealthCurrent– present · 10 yearsOrlando, FL · Adviser representative · Firm CRD 142106
- Securian Financial Services, Inc.– · 4 yearsOrlando, FL · Adviser representative · Firm CRD 15296
Investment adviser representative registrations
Brenton Thai is registered as an investment adviser representative in Florida, since August 2016.
- FloridaSince 1 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 July 2011 |
| Series 7 | General Securities Representative Examination | 23 December 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 August 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5824640
- Firm
- Collaborative Wealth Management · CRD 142106
- Office
- 6900 Tavistock Lakes Blvd, Orlando, FL 32827
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Brenton Thai work?
Brenton Thai is an investment adviser representative registered through Collaborative Wealth Management, Inc. since August 2016, and is not listed among the firm’s executive officers or direct owners.
Is Brenton Thai a financial advisor?
Yes. Brenton Thai has a current investment-adviser registration in Florida, through Collaborative Wealth Management since August 2016.
How many years of experience does Brenton Thai have?
Brenton Thai has 16 years in the financial industry, since August 2010, across 2 adviser firms.
What exams has Brenton Thai passed?
Brenton Thai has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in August 2010. FINRA credited Brenton Thai with the SIE, which began in October 2018.
Where did Brenton Thai work before Collaborative Wealth Management?
Before Collaborative Wealth Management, Brenton Thai was registered through Securian Financial Services, Inc., August 2011 to July 2016.
Where is Brenton Thai based?
Brenton Thai’s registered office is in Orlando, FL.
Is Brenton Thai registered with FINRA?
No. Brenton Thai has no current broker registration.
How can I verify Brenton Thai’s record?
Search CRD 5824640 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brenton Thai’s full registration record.
