Brent Mick has been Chief Compliance Officer of Strategic Retirement Advisors since June 2007, is a control person of the firm and directly owns between 50% and 75% of it. Brent Mick studied University of California at Davis.
Strategic Retirement Advisors, LLC is an Elk Grove, CA firm with $217M under management, 945 clients and 2 advisers across 2 offices, as of its June 2026 filing.
Brent Mick has worked in the financial advisory profession for over 20 years, with an emphasis on Government Sector 457 deferred compensation plans, 401(a) Government Sector Money Purchase Pension Plans and high net worth individuals. He worked for ICMA Retirement Corporation as a Retirement Plan Specialist from 2000 to 2007, and teamed up with Jeff Miller in 2007 to create Strategic Retirement Advisors, LLC.
Brent Mick’s longest registration is the current one, 19 years at Strategic Retirement Advisors since 2007. Before joining Strategic Retirement Advisors in 2007, Brent Mick was registered through Icma Retirement Corp.
- – present · 19 yearsElk Grove, CA · Adviser representative · Firm CRD 142887
- Icma Retirement Corp– · 4 yearsWashington, DC · Adviser representative · Firm CRD 108783
Investment adviser representative registrations
Brent Mick is registered as an investment adviser representative in 2 states. The first approvals date from May 2007; the most recent is Nevada, in April 2019.
- CaliforniaSince 21 May 2007
- NevadaSince 9 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 June 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 May 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 April 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Brent Gerald Mick
- CRD
- 4163078
- Firm
- Strategic Retirement Advisors · CRD 142887
- Role
- Chief Compliance Officer
- Office
- 9245 LAGUNA SPRINGS DRIVE, SUITE 200, Elk Grove, CA 95758
- Registration
- Investment adviser registration
- In the industry since
- September 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- strategicretirementadvisors.net
Where does Brent Mick work?
Brent Mick has been Chief Compliance Officer of Strategic Retirement Advisors, LLC since June 2007, and is a control person of the firm.
Is Brent Mick a financial advisor?
Yes. Brent Mick has a current investment-adviser registration in California and Nevada, through Strategic Retirement Advisors since May 2007.
How many years of experience does Brent Mick have?
Brent Mick has 24 years in the financial industry, since September 2002, across 2 adviser firms.
What exams has Brent Mick passed?
Brent Mick has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in April 2000.
Where did Brent Mick work before Strategic Retirement Advisors?
Before Strategic Retirement Advisors, Brent Mick was registered through Icma Retirement Corp, September 2002 to May 2007.
Where is Brent Mick based?
Brent Mick’s registered office is in Elk Grove, CA.
Is Brent Mick registered with FINRA?
No. Brent Mick has no current broker registration.
How can I verify Brent Mick’s record?
Search CRD 4163078 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brent Mick’s full registration record.
