Brennan Kim has been an investment adviser representative at RWM Capital since October 2025, and is not listed among the firm’s executive officers or direct owners.
RWM Capital, LLC is a Sugar Land, TX firm with $222M under management, 1,439 clients and 21 advisers across 8 offices, as of its August 2026 filing.
Brennan Kim’s longest registration was 3 years at Foundations Investment Advisors LLC (2022–2025). Before joining RWM Capital in 2025, Brennan Kim was registered through Foundations Investment Advisors LLC.
- Foundations Investment Advisors LLC– · 3 yearsBiloxi, MS · Adviser representative · Firm CRD 175083
Investment adviser representative registrations
Brennan Kim is registered as an investment adviser representative in 3 states. The first approvals date from October 2025; the most recent is Louisiana, in July 2026.
- AlabamaSince 22 October 2025
- LouisianaSince 31 July 2026
- MississippiSince 22 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 2022 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7504503
- Firm
- RWM Capital · CRD 310635
- Registration
- Investment adviser registration
- In the industry since
- September 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Brennan Kim work?
Brennan Kim is an investment adviser representative registered through RWM Capital, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Brennan Kim a financial advisor?
Yes. Brennan Kim has a current investment-adviser registration in Alabama, Louisiana and Mississippi, through RWM Capital since October 2025.
How many years of experience does Brennan Kim have?
Brennan Kim has 4 years in the financial industry, since September 2022, across 2 adviser firms.
What exams has Brennan Kim passed?
Brennan Kim passed the Series 65 in August 2022.
Where did Brennan Kim work before RWM Capital?
Before RWM Capital, Brennan Kim was registered through Foundations Investment Advisors LLC, August 2022 to October 2025.
Is Brennan Kim registered with FINRA?
No. Brennan Kim has no current broker registration.
How can I verify Brennan Kim’s record?
Search CRD 7504503 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brennan Kim’s full registration record.