Brendan Herlihy has been an investment adviser representative at Excalibur Management since March 2019, and is not listed among the firm’s executive officers or direct owners.
Excalibur Management Corp is a Waltham, MA firm with $712M under management, 307 clients and 7 advisers across 5 offices, as of its September 2026 filing.
Brendan Herlihy’s longest registration was 15 years at The Herlihy Company, Inc. (2004–2019). Before joining Excalibur Management in 2019, Brendan Herlihy was registered through The Herlihy Company, Inc. and Commonwealth Financial Network.
- The Herlihy Company, Inc.– · 15 yearsWorcester, MA · Adviser representative · Firm CRD 129153
- Commonwealth Financial Network– · 3 yearsWorcester, MA · Adviser representative · Firm CRD 8032
Investment adviser representative registrations
Brendan Herlihy is registered as an investment adviser representative in 2 states. The first approvals date from March 2019; the most recent is Texas, in December 2025.
- MassachusettsSince 5 March 2019
- TexasSince 10 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 28 June 1995 |
| Series 7 | General Securities Representative Examination | 31 May 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brendan Charles Herlihy
- CRD
- 2620937
- Firm
- Excalibur Management · CRD 110836
- Registration
- Investment adviser registration
- In the industry since
- June 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Brendan Herlihy work?
Brendan Herlihy is an investment adviser representative registered through Excalibur Management Corp since March 2019, and is not listed among the firm’s executive officers or direct owners.
Is Brendan Herlihy a financial advisor?
Yes. Brendan Herlihy has a current investment-adviser registration in Massachusetts and Texas, through Excalibur Management since March 2019.
How many years of experience does Brendan Herlihy have?
Brendan Herlihy has 26 years in the financial industry, since June 2000, across 3 adviser firms.
What exams has Brendan Herlihy passed?
Brendan Herlihy has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in May 1995.
Where did Brendan Herlihy work before Excalibur Management?
Before Excalibur Management, Brendan Herlihy was registered through Commonwealth Financial Network, April 2000 to December 2003.
Is Brendan Herlihy registered with FINRA?
No. Brendan Herlihy has no current broker registration.
How can I verify Brendan Herlihy’s record?
Search CRD 2620937 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brendan Herlihy’s full registration record.