Brendan Begley has been an investment adviser representative at Northeast Planning Associates since June 2026, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Brendan Begley’s longest registration was 25 years at Avantax Advisory Services (1999–2025). Before joining Northeast Planning Associates in 2026, Brendan Begley was registered through Avantax Advisory Services.
- – present · under a yearEnfield, CT · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 1 yearAdviser representative · Firm CRD 6413
- Avantax Advisory Services– · 25 yearsEnfield, CT · Adviser representative · Firm CRD 104556
Investment adviser representative registrations
Brendan Begley is registered as an investment adviser representative in 2 states. The first approvals date from February 2025; the most recent is Massachusetts, in April 2025.
- ConnecticutSince 3 February 2025
- MassachusettsSince 10 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 2 November 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 February 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 October 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 October 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brendan Michael Begley
- CRD
- 2962774
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- Enfield, CT
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brendan Begley work?
Brendan Begley is an investment adviser representative registered through Northeast Planning Associates, Inc. since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brendan Begley a financial advisor?
Yes. Brendan Begley has a current investment-adviser registration in Connecticut and Massachusetts, through Northeast Planning Associates since June 2026.
How many years of experience does Brendan Begley have?
Brendan Begley has 27 years in the financial industry, since November 1998, across 3 adviser firms.
What exams has Brendan Begley passed?
Brendan Begley has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in October 1998. FINRA credited Brendan Begley with the SIE, which began in October 2018.
Where did Brendan Begley work before Northeast Planning Associates?
Before Northeast Planning Associates, Brendan Begley was registered through Avantax Advisory Services, April 1999 to February 2025.
Where is Brendan Begley based?
Brendan Begley’s registered office is in Enfield, CT.
Is Brendan Begley registered with FINRA?
Yes. Brendan Begley has a current broker registration, under CRD 2962774.
Source: FINRA BrokerCheck
How can I verify Brendan Begley’s record?
Search CRD 2962774 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brendan Begley’s full registration record.
