Brandon Bergert has been an investment adviser representative at Northeast Planning Associates since October 2026, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Brandon Bergert’s longest registration was under a year at Key Investment Services LLC (2026–2026). Before joining Northeast Planning Associates in 2026, Brandon Bergert was registered through Key Investment Services LLC.
- – present · under a yearWaltham, MA · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · under a yearWaltham, MA · Adviser representative · Firm CRD 6413
- Key Investment Services LLC– · under a yearCanton, OH · Adviser representative · Firm CRD 136300
Investment adviser representative registrations
Brandon Bergert is registered as an investment adviser representative in 2 states. The first approvals date from August 2026; the most recent is Massachusetts, in September 2026.
- MassachusettsSince 9 September 2026
- TexasSince 27 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 20 October 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 March 2026 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 2025 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 14 February 2025 |
| SIE | Securities Industry Essentials Examination | 19 October 2024 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7676228
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 40 CRESCENT STREET, Waltham, MA 02453
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brandon Bergert work?
Brandon Bergert is an investment adviser representative registered through Northeast Planning Associates, Inc. since October 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brandon Bergert a financial advisor?
Yes. Brandon Bergert has a current investment-adviser registration in Massachusetts and Texas, through Northeast Planning Associates since October 2026.
How many years of experience does Brandon Bergert have?
Brandon Bergert has 1 year in the financial industry, since August 2025, across 3 adviser firms.
What exams has Brandon Bergert passed?
Brandon Bergert has passed 5 licensing exams: the SIE, Series 6TO, Series 63, Series 65 and Series 7TO. The earliest, the SIE, was passed in October 2024.
Where did Brandon Bergert work before Northeast Planning Associates?
Before Northeast Planning Associates, Brandon Bergert was registered through Key Investment Services LLC, March 2026 to September 2026.
Where is Brandon Bergert based?
Brandon Bergert’s registered office is in Waltham, MA.
Is Brandon Bergert registered with FINRA?
Yes. Brandon Bergert has a current broker registration, under CRD 7676228.
Source: FINRA BrokerCheck
How can I verify Brandon Bergert’s record?
Search CRD 7676228 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brandon Bergert’s full registration record.
