Role at Payden & Rygel
- Title on Schedule A
- Managing Director, Director and Treasurer
- Control
- Bradley Hersh is a control person of Payden & Rygel.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Bradley Hersh has held the filed role since July 2023.
The firm
Career on record
- Passed SIE and Series 99TO · 2023
- Passed Series 28 · 2009
- Passed Series 63 · 1999
Registrations and exams
Broker registration; no current adviser registration. Bradley Hersh has passed 4 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 15 October 1999 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 3 November 2009 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
Individual record
- Full name
- Bradley Forrest Hersh
- CRD
- 2244165
- Firm
- Payden & Rygel
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- payden.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
He is Chief Financial Officer of Payden & Rygel and a board member. He is responsible for accounting, budgeting, and financial reporting, and manages mutual fund accounting and regulatory matters for the Payden Funds. Payden & Rygel, About Us
Education
- MBA in Finance, University of Southern CaliforniaPayden & Rygel, About Us
- BBA in Accounting, Baylor UniversityPayden & Rygel, About Us
Common questions
Where does Bradley Hersh work?
Bradley Hersh has been Managing Director, Director and Treasurer of Payden & Rygel since July 2023, and is a control person of the firm.
Does Bradley Hersh have a current investment-adviser registration?
Bradley Hersh has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Bradley Hersh passed?
Bradley Hersh has passed 4 licensing exams: the Series 63, Series 28, SIE and Series 99TO. The earliest, the Series 63, was passed in October 1999.
Leadership at Payden & Rygel
- Joan PaydenPresident and CEO, Director & Shareholder
- Reza PishvaManaging Director, Chief Compliance Officer
- Laura LakeManaging Director and Director
- Brian MatthewsManaging Director, CFO, Director and Shareholder
- Gregory MorrisonManaging Director and Director