Bradley Allan has been an investment adviser representative at Compass Financial Management since December 2025, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
- – present · under a yearPhoenix, AZ · Adviser representative · Firm CRD 156345
Investment adviser representative registrations
Bradley Allan is registered as an investment adviser representative in Arizona, since December 2025.
- ArizonaSince 1 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 October 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 March 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 January 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Bradley Arnold Allan
- CRD
- 6740905
- Firm
- Compass Financial Management · CRD 156345
- Office
- 2801 E. Camelback Road. Suite 200, Phoenix, AZ 85016
- Registration
- Investment adviser registration
- In the industry since
- September 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Bradley Allan work?
Bradley Allan is an investment adviser representative registered through Compass Financial Management LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Bradley Allan a financial advisor?
Yes. Bradley Allan has a current investment-adviser registration in Arizona, through Compass Financial Management since December 2025.
How many years of experience does Bradley Allan have?
Bradley Allan has 1 year in the financial industry, since September 2025, across 1 adviser firm.
What exams has Bradley Allan passed?
Bradley Allan has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in January 2017. FINRA credited Bradley Allan with the SIE, which began in October 2018.
Where is Bradley Allan based?
Bradley Allan’s registered office is in Phoenix, AZ.
Is Bradley Allan registered with FINRA?
No. Bradley Allan has no current broker registration.
How can I verify Bradley Allan’s record?
Search CRD 6740905 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bradley Allan’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member