Billie Cook has been an investment adviser representative at Financial Focus since October 2023, and is not listed among the firm’s executive officers or direct owners.
Financial Focus LLC is a Carlsbad, CA firm with $800M under management, 584 clients and 5 advisers in one office, as of its January 2026 filing.
Billie Cook’s longest registration was 8 years at Sagepoint Financial, Inc. (2015–2023). Before joining Financial Focus in 2023, Billie Cook was registered through Osaic Wealth, Inc. and Sagepoint Financial, Inc.
- Financial Focus LLCCurrent– present · 2 yearsCarlsbad, CA · Adviser representative · Firm CRD 282177
- Osaic Wealth, Inc.– · under a yearCarlsbad, CA · Adviser representative · Firm CRD 23131
- Sagepoint Financial, Inc.– · 8 yearsCarlsbad, CA · Adviser representative · Firm CRD 133763
- Northwestern Mutual Investment Services,llc– · under a yearSan Diego, CA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Billie Cook is registered as an investment adviser representative in 2 states. Each was approved in October 2023.
- CaliforniaSince 31 October 2023
- TexasSince 31 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 February 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 September 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 August 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 October 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Billie Carl Cook
- CRD
- 6016363
- Firm
- Financial Focus · CRD 282177
- Office
- 1925 PALOMAR OAKS WAY, #107, Carlsbad, CA 92008
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Billie Cook work?
Billie Cook is an investment adviser representative registered through Financial Focus LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Billie Cook a financial advisor?
Yes. Billie Cook has a current investment-adviser registration in California and Texas, through Financial Focus since October 2023.
How many years of experience does Billie Cook have?
Billie Cook has 13 years in the financial industry, since October 2012, across 4 adviser firms.
What exams has Billie Cook passed?
Billie Cook has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in October 2012. FINRA credited Billie Cook with the SIE, which began in October 2018.
Where did Billie Cook work before Financial Focus?
Before Financial Focus, Billie Cook was registered through Sagepoint Financial, Inc., August 2015 to September 2023; Northwestern Mutual Investment Services,llc, September 2014 to August 2015.
Where is Billie Cook based?
Billie Cook’s registered office is in Carlsbad, CA.
Is Billie Cook registered with FINRA?
Yes. Billie Cook has a current broker registration, under CRD 6016363.
Source: FINRA BrokerCheck
How can I verify Billie Cook’s record?
Search CRD 6016363 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Billie Cook’s full registration record.