Betty Wang has been Managing Member & Chief Compliance Officer of Innovative Financial since July 2026, is a control person of the firm and directly owns 75% or more of it.
Innovative Financial, LLC is a Lakewood, CO firm with $105M under management, 115 clients and 1 adviser in one office, as of its July 2026 filing.
Betty Wang is Owner and Wealth Advisor of Innovative Financial. She spent most of her career at Dodge & Cox in San Francisco, where she worked with institutional clients, including 401(k) and pension plans, rising to Vice President and Shareholder of the private firm. She later consulted for a hedge fund and private equity firm before founding BW Financial Planning.
Betty Wang’s longest registration was 8 years at BW Financial Planning (2018–2026). Before joining Innovative Financial in 2026, Betty Wang was registered through BW Financial Planning and SCB Global Capital Management, LLC.
- Innovative Financial, LLCCurrent– present · under a yearLakewood, CO · Adviser representative · Firm CRD 127469
- BW Financial Planning– · 8 yearsGreenwood Village, CO · Adviser representative · Firm CRD 292827
- SCB Global Capital Management, LLC– · 1 yearDenver, CO · Adviser representative · Firm CRD 172005
Professional designations
Listed by Innovative Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Retirement Income Certified Professional (RICP®)
- Tax Planning Certified Professional (TPCP®)
Investment adviser representative registrations
Betty Wang is registered as an investment adviser representative in Colorado, since July 2026.
- ColoradoSince 1 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 March 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Betty Lin Wang
- CRD
- 6611103
- Firm
- Innovative Financial · CRD 127469
- Role
- Managing Member & Chief Compliance Officer
- Office
- 355 SOUTH TELLER STREET, SUITE 200, Lakewood, CO 80226
- Registration
- Investment adviser registration
- In the industry since
- August 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- innovativefinancial.com
Where does Betty Wang work?
Betty Wang has been Managing Member & Chief Compliance Officer of Innovative Financial, LLC since July 2026, and is a control person of the firm.
Is Betty Wang a financial advisor?
Yes. Betty Wang has a current investment-adviser registration in Colorado, through Innovative Financial since July 2026.
How many years of experience does Betty Wang have?
Betty Wang has 10 years in the financial industry, since August 2016, across 3 adviser firms.
What exams has Betty Wang passed?
Betty Wang passed the Series 65 in March 2016.
Where did Betty Wang work before Innovative Financial?
Before Innovative Financial, Betty Wang was registered through SCB Global Capital Management, LLC, March 2016 to December 2017.
Where is Betty Wang based?
Betty Wang’s registered office is in Lakewood, CO.
Is Betty Wang registered with FINRA?
No. Betty Wang has no current broker registration.
Is Betty Wang a CFP?
Innovative Financial lists Betty Wang with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Betty Wang’s record?
Search CRD 6611103 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Betty Wang’s full registration record.