Betty Brick has been Executive Vice President of Brick & Kyle Associates since December 2014, is a control person of the firm and directly owns under 5% of it. Betty Brick studied at Alfred College.
Brick & Kyle Associates Inc is a Newtown, PA firm with $492M under management, 427 clients and 3 advisers in one office, as of its April 2026 filing.
Betty D. Brick is Executive Vice President of Brick & Kyle Associates. Specializing in financial planning and portfolio management, Brick has been with the firm since 1992. Before joining, Brick lived in the Middle East for 14 years, working in various administrative and financial related positions.
- Brick & Kyle Associates IncCurrent– present · 29 yearsNewtown, PA · Adviser representative · Firm CRD 107771
Investment adviser representative registrations
Betty Brick is registered as an investment adviser representative in Pennsylvania, since February 1997.
- PennsylvaniaSince 20 February 1997
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 January 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 October 1993 |
| Series 7 | General Securities Representative Examination | 8 October 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Betty Deane Brick
- CRD
- 2407824
- Firm
- Brick & Kyle Associates · CRD 107771
- Role
- Executive Vice President
- Office
- 905 MT. EYRE RD., Newtown, PA 18940
- Registration
- Investment adviser registration
- In the industry since
- October 1993
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brick-kyle.com
Where does Betty Brick work?
Betty Brick has been Executive Vice President of Brick & Kyle Associates Inc since December 2014, and is a control person of the firm.
Is Betty Brick a financial advisor?
Yes. Betty Brick has a current investment-adviser registration in Pennsylvania, through Brick & Kyle Associates since February 1997.
How many years of experience does Betty Brick have?
Betty Brick has 33 years in the financial industry, since October 1993, across 1 adviser firm.
What exams has Betty Brick passed?
Betty Brick has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1993. FINRA credited Betty Brick with the SIE, which began in October 2018.
Where is Betty Brick based?
Betty Brick’s registered office is in Newtown, PA.
Is Betty Brick registered with FINRA?
No. Betty Brick has no current broker registration.
How can I verify Betty Brick’s record?
Search CRD 2407824 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Betty Brick’s full registration record.