Andrew Brick has been President & C.E.O. of Brick & Kyle Associates since December 2014, is a control person of the firm and directly owns under 5% of it. Andrew Brick holds a BA from Trinity College.
Brick & Kyle Associates Inc is a Newtown, PA firm with $492M under management, 427 clients and 3 advisers in one office, as of its April 2026 filing.
Andrew W. Brick is President & CEO of Brick & Kyle Associates. He has been with the firm since 1996 and has presented seminars for Fortune 500 companies including Bristol-Myers Squibb, GlaxoSmithKline, Hershey Foods, United Therapeutics and Dr. Reddy's Laboratories. Before joining, he worked in the Mutual Fund Sales Division of Mitchell Hutchins Asset Management, a division of PaineWebber, Inc.
- Brick & Kyle Associates IncCurrent– present · 26 yearsNewtown, PA · Adviser representative · Firm CRD 107771
Professional designations
Listed by Brick & Kyle Associates
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Andrew Brick is registered as an investment adviser representative in Pennsylvania, since January 2000.
- PennsylvaniaSince 6 January 2000
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 9 September 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 January 1996 |
| Series 7 | General Securities Representative Examination | 19 September 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Whitten Brick
- CRD
- 2545233
- Firm
- Brick & Kyle Associates · CRD 107771
- Role
- President & C.E.O.
- Office
- 905 MT. EYRE RD, Newtown, PA 18940
- Registration
- Investment adviser registration
- In the industry since
- October 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brick-kyle.com
Where does Andrew Brick work?
Andrew Brick has been President & C.E.O. of Brick & Kyle Associates Inc since December 2014, and is a control person of the firm.
Is Andrew Brick a financial advisor?
Yes. Andrew Brick has a current investment-adviser registration in Pennsylvania, through Brick & Kyle Associates since January 2000.
How many years of experience does Andrew Brick have?
Andrew Brick has 31 years in the financial industry, since October 1995, across 1 adviser firm.
What exams has Andrew Brick passed?
Andrew Brick has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in September 1995. FINRA credited Andrew Brick with the SIE, which began in October 2018.
Where is Andrew Brick based?
Andrew Brick’s registered office is in Newtown, PA.
Is Andrew Brick registered with FINRA?
No. Andrew Brick has no current broker registration.
Is Andrew Brick a CFP?
Brick & Kyle Associates lists Andrew Brick with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Andrew Brick’s record?
Search CRD 2545233 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Brick’s full registration record.