Beth Plentzas has been an investment adviser representative at Northeast Planning Associates since May 2005, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Beth Plentzas’ longest registration is the current one, 21 years at Northeast Planning Associates since 2005.
- LPL Financial LLCAlso current– present · 19 yearsAdviser representative · Firm CRD 6413
- – present · 21 yearsBedford, NH · Adviser representative · Firm CRD 131406
Investment adviser representative registrations
Beth Plentzas is registered as an investment adviser representative in New Hampshire, since May 2005.
- New HampshireSince 27 May 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 February 2005 |
| Series 7 | General Securities Representative Examination | 15 November 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 December 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 December 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Beth Anne Plentzas
- CRD
- 2425767
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 43 CONSTITUTION DRIVE, Bedford, NH 03110
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Beth Plentzas work?
Beth Plentzas is an investment adviser representative registered through Northeast Planning Associates, Inc. since May 2005, and is not listed among the firm’s executive officers or direct owners.
Is Beth Plentzas a financial advisor?
Yes. Beth Plentzas has a current investment-adviser registration in New Hampshire, through Northeast Planning Associates since May 2005.
How many years of experience does Beth Plentzas have?
Beth Plentzas has 32 years in the financial industry, since December 1993, across 2 adviser firms.
What exams has Beth Plentzas passed?
Beth Plentzas has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in December 1993. FINRA credited Beth Plentzas with the SIE, which began in October 2018.
Where is Beth Plentzas based?
Beth Plentzas’ registered office is in Bedford, NH.
Is Beth Plentzas registered with FINRA?
Yes. Beth Plentzas has a current broker registration, under CRD 2425767.
Source: FINRA BrokerCheck
How can I verify Beth Plentzas’ record?
Search CRD 2425767 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Beth Plentzas’ full registration record.
