Bernard Wurts has been an investment adviser representative at Professional Financial Advisors since May 2015, and is not listed among the firm’s executive officers or direct owners.
Professional Financial Advisors, LLC is a North Platte, NE firm with $770M under management, 3,345 clients and 7 advisers across 4 offices, as of its June 2026 filing.
Bernard Wurts’ longest registration is the current one, 11 years at Professional Financial Advisors since 2015. Before joining Professional Financial Advisors in 2015, Bernard Wurts was registered through Sagepoint Financial, Inc. and Sunamerica Securities, Inc.
- – present · 11 yearsOverland Park, KS · Adviser representative · Firm CRD 173719
- Sagepoint Financial, Inc.– · 5 yearsOverland Park, KS · Adviser representative · Firm CRD 133763
- Sunamerica Securities, Inc.– · under a yearOverland Park, KS · Adviser representative · Firm CRD 20068
- Professional Financial Advisors, LLC– · 7 yearsNorth Platte, NE · Adviser representative · Firm CRD 124602
- FSC Securities Corporation– · 4 yearsOverland Park, KS · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Bernard Wurts is registered as an investment adviser representative in 2 states. Each was approved in May 2015.
- KansasSince 29 May 2015
- NebraskaSince 19 May 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 December 2003 |
| Series 24 | General Securities Principal Examination | 4 March 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 1995 |
| Series 7 | General Securities Representative Examination | 31 August 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Bernard Roy Wurts
- CRD
- 2651432
- Firm
- Professional Financial Advisors · CRD 173719
- Office
- 55 Corporate Woods, 9300 West 110th Street, Suite 145, Overland Park, KS 66210
- Registration
- Investment adviser registration
- In the industry since
- September 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Bernard Wurts work?
Bernard Wurts is an investment adviser representative registered through Professional Financial Advisors, LLC since May 2015, and is not listed among the firm’s executive officers or direct owners.
Is Bernard Wurts a financial advisor?
Yes. Bernard Wurts has a current investment-adviser registration in Kansas and Nebraska, through Professional Financial Advisors since May 2015.
How many years of experience does Bernard Wurts have?
Bernard Wurts has 31 years in the financial industry, since September 1995, across 5 adviser firms.
What exams has Bernard Wurts passed?
Bernard Wurts has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in August 1995. FINRA credited Bernard Wurts with the SIE, which began in October 2018.
Where did Bernard Wurts work before Professional Financial Advisors?
Before Professional Financial Advisors, Bernard Wurts was registered through Sunamerica Securities, Inc., March 2003 to July 2003; Professional Financial Advisors, LLC (CRD 124602), February 2003 to October 2010; FSC Securities Corporation, December 1998 to December 2002.
Where is Bernard Wurts based?
Bernard Wurts’ registered office is in Overland Park, KS.
Is Bernard Wurts registered with FINRA?
No. Bernard Wurts has no current broker registration.
How can I verify Bernard Wurts’ record?
Search CRD 2651432 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bernard Wurts’ full registration record.
