Bennett Duffy has been an investment adviser representative at Montz Harcus Wealth Management since April 2026, and is not listed among the firm’s executive officers or direct owners. Bennett Duffy holds a B.S. in Business with a minor in Political Science from Louisiana State University.
Montz Harcus Wealth Management LLC is a New Orleans, LA firm with $876M under management, 687 clients and 6 advisers across 2 offices, as of its August 2026 filing.
Bennett Duffy is a registered Investment Adviser Representative with Montz Harcus Wealth Management, which he joined in spring 2026. He has over 8 years of experience in the financial services industry and previously worked on the trading team at NewEdge Advisors.
Bennett Duffy’s longest registration was 3 years at Newedge Advisors (2022–2026). Before joining Montz Harcus Wealth Management in 2026, Bennett Duffy was registered through Newedge Advisors and Beacon Pointe Advisors, LLC.
- – present · under a yearNew Orleans, LA · Adviser representative · Firm CRD 301963
- Newedge Advisors– · 3 yearsNew Orleans, LA · Adviser representative · Firm CRD 171351
- Beacon Pointe Advisors, LLC– · under a yearMetairie, LA · Adviser representative · Firm CRD 119290
- Ameriprise Financial Services, LLC– · under a yearMetairie, LA · Adviser representative · Firm CRD 6363
- Park Avenue Securities LLC– · under a yearMetairie, LA · Adviser representative · Firm CRD 46173
Professional designations
Listed by Montz Harcus Wealth Management
- Certified Exit Planner™ (CEPA)
Investment adviser representative registrations
Bennett Duffy is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in April 2026.
- LouisianaSince 13 April 2026
- TexasResidentSince 7 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 30 September 2021 |
| Series 7TO | General Securities Representative Examination | 16 November 2020 |
| SIE | Securities Industry Essentials Examination | 19 June 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Bennett Lyle Duffy
- CRD
- 7021890
- Firm
- Montz Harcus Wealth Management · CRD 301963
- Office
- 610 CITY PARK AVENUE, New Orleans, LA 70119
- Registration
- Investment adviser registration
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- montzharcus.com
Where does Bennett Duffy work?
Bennett Duffy is an investment adviser representative registered through Montz Harcus Wealth Management LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Bennett Duffy a financial advisor?
Yes. Bennett Duffy has a current investment-adviser registration in Louisiana and Texas, through Montz Harcus Wealth Management since April 2026.
How many years of experience does Bennett Duffy have?
Bennett Duffy has 5 years in the financial industry, since April 2021, across 5 adviser firms.
What exams has Bennett Duffy passed?
Bennett Duffy has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in June 2019.
Where did Bennett Duffy work before Montz Harcus Wealth Management?
Before Montz Harcus Wealth Management, Bennett Duffy was registered through Newedge Advisors, August 2022 to March 2026; Beacon Pointe Advisors, LLC, March 2022 to June 2022; Ameriprise Financial Services, LLC, November 2021 to February 2022; Park Avenue Securities LLC, October 2021 to November 2021.
Where is Bennett Duffy based?
Bennett Duffy’s registered office is in New Orleans, LA.
Is Bennett Duffy registered with FINRA?
No. Bennett Duffy has no current broker registration.
How can I verify Bennett Duffy’s record?
Search CRD 7021890 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bennett Duffy’s full registration record.
