Alexander Harcus has been Member/Vice President/Chief Compliance Officer of Montz Harcus Wealth Management since April 2019, is a control person of the firm and directly owns between 10% and 25% of it. Alexander Harcus holds a BA in Economics and History from Washington and Lee University.
Montz Harcus Wealth Management LLC is a New Orleans, LA firm with $876M under management, 687 clients and 6 advisers across 2 offices, as of its August 2026 filing.
Bruce Harcus is Partner of Montz Harcus Wealth Management. He is a registered Investment Adviser Representative with the firm. Earlier he worked in Washington, DC for General Dynamics in finance and business operations, with roles that included financial reporting, executive business reporting and supply chain management.
Alexander Harcus’ longest registration is the current one, 7 years at Montz Harcus Wealth Management since 2019. Before joining Montz Harcus Wealth Management in 2019, Alexander Harcus was registered through Ameritas Investment Corp.
- – present · 7 yearsNew Orleans, LA · Adviser representative · Firm CRD 301963
- Ameritas Investment Corp– · 4 yearsNew Orleans, LA · Adviser representative · Firm CRD 14869
Professional designations
Listed by Montz Harcus Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Alexander Harcus is registered as an investment adviser representative in 2 states. Each was approved in May 2019.
- LouisianaSince 17 May 2019
- TexasSince 23 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 September 2014 |
| Series 7 | General Securities Representative Examination | 19 May 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alexander Bruce Harcus
- CRD
- 6321832
- Firm
- Montz Harcus Wealth Management · CRD 301963
- Role
- Member/Vice President/Chief Compliance Officer
- Office
- 610 CITY PARK AVENUE, New Orleans, LA 70119
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- montzharcus.com
Where does Alexander Harcus work?
Alexander Harcus has been Member/Vice President/Chief Compliance Officer of Montz Harcus Wealth Management LLC since April 2019, and is a control person of the firm.
Is Alexander Harcus a financial advisor?
Yes. Alexander Harcus has a current investment-adviser registration in Louisiana and Texas, through Montz Harcus Wealth Management since May 2019.
How many years of experience does Alexander Harcus have?
Alexander Harcus has 12 years in the financial industry, since May 2014, across 2 adviser firms.
What exams has Alexander Harcus passed?
Alexander Harcus has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2014. FINRA credited Alexander Harcus with the SIE, which began in October 2018.
Where did Alexander Harcus work before Montz Harcus Wealth Management?
Before Montz Harcus Wealth Management, Alexander Harcus was registered through Ameritas Investment Corp, September 2014 to May 2019.
Where is Alexander Harcus based?
Alexander Harcus’ registered office is in New Orleans, LA.
Is Alexander Harcus registered with FINRA?
Yes. Alexander Harcus has a current broker registration, under CRD 6321832.
Source: FINRA BrokerCheck
Is Alexander Harcus a CFP?
Montz Harcus Wealth Management lists Alexander Harcus with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Alexander Harcus’ record?
Search CRD 6321832 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alexander Harcus’ full registration record.
