Benjamin Zimmer has been an investment adviser representative at Herbert J. Sims Capital Management since April 2022, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Benjamin Zimmer’s longest registration is the current one, 4 years at Herbert J. Sims Capital Management since 2022. Before joining Herbert J. Sims Capital Management in 2022, Benjamin Zimmer was registered through Northwestern Mutual Investment Services,llc and Risk Paradigm Group, LLC.
- – present · 4 yearsAustin, TX · Adviser representative · Firm CRD 134510
- Northwestern Mutual Investment Services,llc– · under a yearAustin, TX · Adviser representative · Firm CRD 2881
- Risk Paradigm Group, LLC– · 3 yearsAustin, TX · Adviser representative · Firm CRD 155870
Investment adviser representative registrations
Benjamin Zimmer is registered as an investment adviser representative in 2 states. Each was approved in April 2022.
- ConnecticutSince 4 April 2022
- TexasSince 4 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 14 April 2022 |
| SIE | Securities Industry Essentials Examination | 9 December 2021 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 June 2018 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Benjamin John Zimmer
- CRD
- 6875506
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 115 Wild Basin Road, Suite 115, Austin, TX 78746
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2018
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Benjamin Zimmer work?
Benjamin Zimmer is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Zimmer a financial advisor?
Yes. Benjamin Zimmer has a current investment-adviser registration in Connecticut and Texas, through Herbert J. Sims Capital Management since April 2022.
How many years of experience does Benjamin Zimmer have?
Benjamin Zimmer has 8 years in the financial industry, since September 2018, across 3 adviser firms.
What exams has Benjamin Zimmer passed?
Benjamin Zimmer has passed 3 licensing exams: the Series 65, SIE and Series 7TO. The earliest, the Series 65, was passed in June 2018.
Where did Benjamin Zimmer work before Herbert J. Sims Capital Management?
Before Herbert J. Sims Capital Management, Benjamin Zimmer was registered through Northwestern Mutual Investment Services,llc, November 2021 to April 2022; Risk Paradigm Group, LLC, June 2018 to August 2021.
Where is Benjamin Zimmer based?
Benjamin Zimmer’s registered office is in Austin, TX.
Is Benjamin Zimmer registered with FINRA?
Yes. Benjamin Zimmer has a current broker registration, under CRD 6875506.
Source: FINRA BrokerCheck
How can I verify Benjamin Zimmer’s record?
Search CRD 6875506 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Benjamin Zimmer’s full registration record.
