Career
Benjamin Wiesenfeld has been Chief Compliance Officer of Palmer Square Capital Management since November 2025. Benjamin Wiesenfeld is a control person of the firm and directly owns under 5% of it.
Palmer Square Capital Management LLC is a Mission Woods, KS firm with $25.6B under management, 159 clients and 33 advisers across 3 offices, as of its September 2026 filing.
No adviser firm registrations are on Benjamin Wiesenfeld’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 7 August 2020 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 17 July 2020 |
| SIE | Securities Industry Essentials Examination | 17 July 2020 |
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Benjamin David Wiesenfeld
- CRD
- 4953234
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Benjamin Wiesenfeld work?
Benjamin Wiesenfeld has been Chief Compliance Officer of Palmer Square Capital Management LLC since November 2025, and is a control person of the firm.
Does Benjamin Wiesenfeld have a current investment-adviser registration?
Benjamin Wiesenfeld has no current investment-adviser or broker registration.
What exams has Benjamin Wiesenfeld passed?
Benjamin Wiesenfeld has passed 3 licensing exams: the Series 6TO, SIE and Series 26. The earliest, the Series 6TO, was passed in July 2020.