Benjamin Sullivan has been an investment adviser representative at Collaborative Wealth Management since July 2022, and is not listed among the firm’s executive officers or direct owners.
Collaborative Wealth Management, Inc. is a Lake Mary, FL firm with $653M under management, 937 clients and 9 advisers across 4 offices, as of its March 2026 filing.
- Collaborative WealthCurrent– present · 4 yearsLake Mary, FL · Adviser representative · Firm CRD 142106
Investment adviser representative registrations
Benjamin Sullivan is registered as an investment adviser representative in Florida, since July 2022.
- FloridaSince 22 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 May 2022 |
| SIE | Securities Industry Essentials Examination | 24 August 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Benjamin Graham Sullivan
- CRD
- 6702038
- Firm
- Collaborative Wealth Management · CRD 142106
- Office
- 972 International Parkway, Lake Mary, FL 32746
- Registration
- Investment adviser registration
- In the industry since
- July 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Benjamin Sullivan work?
Benjamin Sullivan is an investment adviser representative registered through Collaborative Wealth Management, Inc. since July 2022, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Sullivan a financial advisor?
Yes. Benjamin Sullivan has a current investment-adviser registration in Florida, through Collaborative Wealth Management since July 2022.
How many years of experience does Benjamin Sullivan have?
Benjamin Sullivan has 4 years in the financial industry, since July 2022, across 1 adviser firm.
What exams has Benjamin Sullivan passed?
Benjamin Sullivan has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in August 2020.
Where is Benjamin Sullivan based?
Benjamin Sullivan’s registered office is in Lake Mary, FL.
Is Benjamin Sullivan registered with FINRA?
No. Benjamin Sullivan has no current broker registration.
How can I verify Benjamin Sullivan’s record?
Search CRD 6702038 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Sullivan’s full registration record.
