Benjamin Simpson has been an investment adviser representative at Abel Hall since September 2025, and is not listed among the firm’s executive officers or direct owners.
Abel Hall, LLC is a Baton Rouge, LA firm with $819M under management, 199 clients and 7 advisers in one office, as of its February 2026 filing.
Benjamin Simpson’s longest registration was 2 years at LPL Financial LLC (2023–2025). Before joining Abel Hall in 2025, Benjamin Simpson was registered through LPL Financial LLC.
- LPL Financial LLC– · 2 yearsBaton Rouge, LA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Benjamin Simpson is registered as an investment adviser representative in Louisiana, since September 2025.
- LouisianaSince 22 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 June 2023 |
| Series 7TO | General Securities Representative Examination | 17 March 2023 |
| SIE | Securities Industry Essentials Examination | 28 February 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Benjamin James Simpson
- CRD
- 7025821
- Firm
- Abel Hall · CRD 302076
- Office
- 9270 SIEGEN LANE, SUITE 202, Baton Rouge, LA 70810
- Registration
- Investment adviser registration
- In the industry since
- March 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Benjamin Simpson work?
Benjamin Simpson is an investment adviser representative registered through Abel Hall, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Simpson a financial advisor?
Yes. Benjamin Simpson has a current investment-adviser registration in Louisiana, through Abel Hall since September 2025.
How many years of experience does Benjamin Simpson have?
Benjamin Simpson has 3 years in the financial industry, since March 2023, across 2 adviser firms.
What exams has Benjamin Simpson passed?
Benjamin Simpson has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2023.
Where did Benjamin Simpson work before Abel Hall?
Before Abel Hall, Benjamin Simpson was registered through LPL Financial LLC, June 2023 to September 2025.
Where is Benjamin Simpson based?
Benjamin Simpson’s registered office is in Baton Rouge, LA.
Is Benjamin Simpson registered with FINRA?
No. Benjamin Simpson has no current broker registration.
How can I verify Benjamin Simpson’s record?
Search CRD 7025821 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Simpson’s full registration record.