Andrew Hall has been Managing Member of Abel Hall since April 2019, is a control person of the firm and directly owns between 50% and 75% of it.
Abel Hall, LLC is a Baton Rouge, LA firm with $819M under management, 199 clients and 7 advisers in one office, as of its February 2026 filing.
Andrew Hall’s longest registration is the current one, 7 years at Abel Hall since 2019. Before joining Abel Hall in 2019, Andrew Hall was registered through Raymond James Financial Services Advisors, Inc and Prudential Financial Planning Services.
- Raymond James Financial Services Advisors, Inc– · 6 yearsBaton Rouge, LA · Adviser representative · Firm CRD 149018
- Prudential Financial Planning Services– · under a yearBaton Rouge, LA · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Andrew Hall is registered as an investment adviser representative in 2 states. Each was approved in June 2019.
- LouisianaSince 10 June 2019
- TexasSince 8 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 December 2015 |
| Series 7 | General Securities Representative Examination | 27 June 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 August 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 October 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrew Philips Hall
- CRD
- 5772174
- Firm
- Abel Hall · CRD 302076
- Role
- Managing Member
- Office
- 9270 SIEGEN LANE, SUITE 202, Baton Rouge, LA 70810
- Registration
- Investment adviser registration
- In the industry since
- November 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Hall work?
Andrew Hall has been Managing Member of Abel Hall, LLC since April 2019, and is a control person of the firm.
Is Andrew Hall a financial advisor?
Yes. Andrew Hall has a current investment-adviser registration in Louisiana and Texas, through Abel Hall since June 2019.
How many years of experience does Andrew Hall have?
Andrew Hall has 15 years in the financial industry, since November 2010, across 3 adviser firms.
What exams has Andrew Hall passed?
Andrew Hall has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 24. The earliest, the Series 6, was passed in October 2010. FINRA credited Andrew Hall with the SIE, which began in October 2018.
Where did Andrew Hall work before Abel Hall?
Before Abel Hall, Andrew Hall was registered through Prudential Financial Planning Services, August 2011 to August 2012.
Where is Andrew Hall based?
Andrew Hall’s registered office is in Baton Rouge, LA.
Is Andrew Hall registered with FINRA?
No. Andrew Hall has no current broker registration.
How can I verify Andrew Hall’s record?
Search CRD 5772174 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Hall’s full registration record.