Benjamin Murray has been an investment adviser representative at Midwest Financial Associates since November 2021, and is not listed among the firm’s executive officers or direct owners.
Midwest Financial Associates, Inc. is a Rockford, IL firm with $124M under management, 301 clients and 1 adviser in one office, as of its July 2026 filing.
- – present · 4 yearsRockford, IL · Adviser representative · Firm CRD 158573
Investment adviser representative registrations
Benjamin Murray is registered as an investment adviser representative in Illinois, since November 2021.
- IllinoisSince 1 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 7 June 1991 |
| Series 1 | Registered Representative Examination | 25 June 1978 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Benjamin W Murray
- CRD
- 854143
- Firm
- Midwest Financial Associates · CRD 158573
- Office
- 4615 E STATE STREET, SUITE 102, Rockford, IL 61108
- Registration
- Investment adviser registration
- In the industry since
- July 1978
- Disciplinary history
- Not yet shown here · SEC record
Where does Benjamin Murray work?
Benjamin Murray is an investment adviser representative registered through Midwest Financial Associates, Inc. since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Murray a financial advisor?
Yes. Benjamin Murray has a current investment-adviser registration in Illinois, through Midwest Financial Associates since November 2021.
How many years of experience does Benjamin Murray have?
Benjamin Murray has 48 years in the financial industry, since July 1978, across 1 adviser firm.
What exams has Benjamin Murray passed?
Benjamin Murray has passed 3 licensing exams: the Series 1, Series 63 and Series 6TO. The earliest, the Series 1, was passed in June 1978. FINRA credited Benjamin Murray with the SIE, which began in October 2018.
Where is Benjamin Murray based?
Benjamin Murray’s registered office is in Rockford, IL.
Is Benjamin Murray registered with FINRA?
No. Benjamin Murray has no current broker registration.
How can I verify Benjamin Murray’s record?
Search CRD 854143 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Murray’s full registration record.