Timothy Knauf has been CCO President of Midwest Financial Associates since July 2001, is a control person of the firm and directly owns under 5% of it.
Midwest Financial Associates, Inc. is a Rockford, IL firm with $124M under management, 301 clients and 1 adviser in one office, as of its July 2026 filing.
Timothy Knauf’s longest registration is the current one, 15 years at Midwest Financial Associates since 2011. Before joining Midwest Financial Associates in 2011, Timothy Knauf was registered through First Heartland Consultants, Inc.
- – present · 15 yearsRockford, IL · Adviser representative · Firm CRD 158573
- First Heartland Consultants, Inc.– · 11 yearsRockford, IL · Adviser representative · Firm CRD 110377
Investment adviser representative registrations
Timothy Knauf is registered as an investment adviser representative in 3 states. The first approvals date from October 2011; the most recent is Arizona, in July 2023.
- ArizonaSince 7 July 2023
- IllinoisSince 7 October 2011
- WisconsinSince 9 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 51 | Municipal Fund Securities Principal Examination | 21 April 2003 |
| Series 24 | General Securities Principal Examination | 31 January 2001 |
| Series 62 | Corporate Securities Limited Representative Examination | 8 December 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 September 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 December 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 November 1988 |
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy Francis Knauf
- CRD
- 1902373
- Firm
- Midwest Financial Associates · CRD 158573
- Role
- CCO President
- Office
- 4615 E STATE STREET, SUITE 102, Rockford, IL 61108
- Registration
- Investment adviser registration
- In the industry since
- July 1989
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Knauf work?
Timothy Knauf has been CCO President of Midwest Financial Associates, Inc. since July 2001, and is a control person of the firm.
Is Timothy Knauf a financial advisor?
Yes. Timothy Knauf has a current investment-adviser registration in Arizona, Illinois and Wisconsin, through Midwest Financial Associates since October 2011.
How many years of experience does Timothy Knauf have?
Timothy Knauf has 37 years in the financial industry, since July 1989, across 2 adviser firms.
What exams has Timothy Knauf passed?
Timothy Knauf has passed 6 licensing exams: the Series 6, Series 63, Series 65, Series 62, Series 24 and Series 51. The earliest, the Series 6, was passed in November 1988.
Where did Timothy Knauf work before Midwest Financial Associates?
Before Midwest Financial Associates, Timothy Knauf was registered through First Heartland Consultants, Inc., August 1999 to February 2011.
Where is Timothy Knauf based?
Timothy Knauf’s registered office is in Rockford, IL.
Is Timothy Knauf registered with FINRA?
No. Timothy Knauf has no current broker registration.
How can I verify Timothy Knauf’s record?
Search CRD 1902373 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Knauf’s full registration record.