Benjamin Fuentez has been an investment adviser representative at Guardian Wealth Partners since January 2023, and is not listed among the firm’s executive officers or direct owners.
Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.
Benjamin Fuentez’s longest registration is the current one, 3 years at Guardian Wealth Partners since 2023. Before joining Guardian Wealth Partners in 2023, Benjamin Fuentez was registered through UBS Financial Services Inc.
- Park Avenue Securities LLC– · under a yearSan Diego, CA · Adviser representative · Firm CRD 46173
- – present · 3 yearsThe Woodlands, TX · Adviser representative · Firm CRD 310203
- UBS Financial Services Inc.– · under a yearThe Woodlands, TX · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Benjamin Fuentez is registered as an investment adviser representative in 5 states. The first approvals date from January 2023; the most recent is New Mexico, in June 2026.
- CaliforniaSince 13 January 2023
- FloridaSince 24 February 2023
- New MexicoSince 10 June 2026
- TexasSince 13 January 2023
- WashingtonSince 13 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 November 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 3 November 2012 |
| Series 7 | General Securities Representative Examination | 25 January 2011 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin P Fuentez
- CRD
- 4999850
- Firm
- Guardian Wealth Partners · CRD 310203
- Office
- 1095 EVERGREEN CIRCLE, SUITE 205, The Woodlands, TX 77380
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Benjamin Fuentez work?
Benjamin Fuentez is an investment adviser representative registered through Guardian Wealth Partners, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Fuentez a financial advisor?
Yes. Benjamin Fuentez has a current investment-adviser registration in California, Florida, New Mexico, Texas and Washington, through Guardian Wealth Partners since January 2023.
How many years of experience does Benjamin Fuentez have?
Benjamin Fuentez has 15 years in the financial industry, since January 2011, across 3 adviser firms.
What exams has Benjamin Fuentez passed?
Benjamin Fuentez has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in January 2011. FINRA credited Benjamin Fuentez with the SIE, which began in October 2018.
Where is Benjamin Fuentez based?
Benjamin Fuentez’s registered office is in The Woodlands, TX.
Is Benjamin Fuentez registered with FINRA?
Yes. Benjamin Fuentez has a current broker registration, under CRD 4999850.
Source: FINRA BrokerCheck
How can I verify Benjamin Fuentez’s record?
Search CRD 4999850 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Benjamin Fuentez’s full registration record.
- Marianne Grace CaswellPresident and Elected Member
- Carly Pritchard MaherElected Member & Chief Operating Officer
- Joseph Michael GalloChief Compliance Officer
- Allen Warren BoggsHead of Product & Supervision
- Nancy DeRussoElected Member
- Joshua Neil HerganGeneral Counsel
- Michael John RynikerHead of Operations