Baron Willis has been an investment adviser representative at Chelsea Advisory Services since June 2017, and is not listed among the firm’s executive officers or direct owners.
Chelsea Advisory Services, Inc is a Staten Island, NY firm with $147M under management, 552 clients and 25 advisers across 22 offices, as of its August 2026 filing.
Baron Willis’ longest registration is the current one, 9 years at Chelsea Advisory Services since 2017. Before joining Chelsea Advisory Services in 2017, Baron Willis was registered through Monticello Investment Services, Inc. and SCF Investment Advisors, Inc.
- – present · 9 yearsAlpine, CA · Adviser representative · Firm CRD 150791
- Monticello Investment Services, Inc.– · 3 yearsAlpine, CA · Adviser representative · Firm CRD 140851
- SCF Investment Advisors, Inc.– · 2 yearsFresno, CA · Adviser representative · Firm CRD 123608
Investment adviser representative registrations
Baron Willis is registered as an investment adviser representative in 3 states. The first approvals date from June 2017; the most recent is Oregon, in March 2022.
- CaliforniaSince 19 June 2017
- OregonSince 9 March 2022
- TexasSince 22 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 15 July 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 June 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 August 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 August 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Baron Thomas Willis
- CRD
- 1161335
- Firm
- Chelsea Advisory Services · CRD 150791
- Office
- 1931 Boulders Lane, Alpine, CA 91901
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Baron Willis work?
Baron Willis is an investment adviser representative registered through Chelsea Advisory Services, Inc since June 2017, and is not listed among the firm’s executive officers or direct owners.
Is Baron Willis a financial advisor?
Yes. Baron Willis has a current investment-adviser registration in California, Oregon and Texas, through Chelsea Advisory Services since June 2017.
How many years of experience does Baron Willis have?
Baron Willis has 36 years in the financial industry, since September 1990, across 3 adviser firms.
What exams has Baron Willis passed?
Baron Willis has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in August 1996. FINRA credited Baron Willis with the SIE, which began in October 2018.
Where did Baron Willis work before Chelsea Advisory Services?
Before Chelsea Advisory Services, Baron Willis was registered through Monticello Investment Services, Inc., May 2012 to February 2016; SCF Investment Advisors, Inc., July 2009 to November 2011.
Where is Baron Willis based?
Baron Willis’ registered office is in Alpine, CA.
Is Baron Willis registered with FINRA?
Yes. Baron Willis has a current broker registration, under CRD 1161335.
Source: FINRA BrokerCheck
How can I verify Baron Willis’ record?
Search CRD 1161335 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Baron Willis’ full registration record.