Barbara Miller has been Chief Compliance Officer of 917 Advisory Services since January 2026, is not listed as a control person, but directly owns under 5% of the firm.
917 Advisory Services LLC is a Spokane, WA firm with $168M under management, 195 clients and 3 advisers in one office, as of its April 2026 filing.
- 917 Advisory Services LLCCurrent– present · 1 yearSpokane, WA · Adviser representative · Firm CRD 331476
Investment adviser representative registrations
Barbara Miller is registered as an investment adviser representative in Washington, since November 2024.
- WashingtonSince 15 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 September 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Barbara Joy Miller
- CRD
- 5528952
- Firm
- 917 Advisory Services · CRD 331476
- Role
- Chief Compliance Officer
- Office
- 917 S MONROE ST, Spokane, WA 99204
- Registration
- Investment adviser registration
- In the industry since
- November 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Barbara Miller work?
Barbara Miller has been Chief Compliance Officer of 917 Advisory Services LLC since January 2026.
Is Barbara Miller a financial advisor?
Yes. Barbara Miller has a current investment-adviser registration in Washington, through 917 Advisory Services since November 2024.
How many years of experience does Barbara Miller have?
Barbara Miller has 1 year in the financial industry, since November 2024, across 1 adviser firm.
What exams has Barbara Miller passed?
Barbara Miller passed the Series 65 in September 2024.
Where is Barbara Miller based?
Barbara Miller’s registered office is in Spokane, WA.
Is Barbara Miller registered with FINRA?
No. Barbara Miller has no current broker registration.
How can I verify Barbara Miller’s record?
Search CRD 5528952 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Barbara Miller’s full registration record.