Babak Kooros has been an investment adviser representative at Legacy Wealth Management since August 2022, and is not listed among the firm’s executive officers or direct owners.
Legacy Wealth Management, LLC is a Boise, ID firm with $629M under management, 3,416 clients and 39 advisers across 22 offices, as of its May 2026 filing.
Babak Kooros’ longest registration is the current one, 4 years at Legacy Wealth Management since 2022. Before joining Legacy Wealth Management in 2022, Babak Kooros was registered through Foundations Investment Advisors LLC.
- – present · 4 yearsNewport Beach, CA · Adviser representative · Firm CRD 174767
- Foundations Investment Advisors LLC– · under a yearNewport Beach, CA · Adviser representative · Firm CRD 175083
Investment adviser representative registrations
Babak Kooros is registered as an investment adviser representative in California, since August 2022.
- CaliforniaSince 15 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 August 2021 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7496452
- Firm
- Legacy Wealth Management · CRD 174767
- Office
- 4695 MacArthur Ct, Floor 11, Newport Beach, CA 92660
- Registration
- Investment adviser registration
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Babak Kooros work?
Babak Kooros is an investment adviser representative registered through Legacy Wealth Management, LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Babak Kooros a financial advisor?
Yes. Babak Kooros has a current investment-adviser registration in California, through Legacy Wealth Management since August 2022.
How many years of experience does Babak Kooros have?
Babak Kooros has 4 years in the financial industry, since March 2022, across 2 adviser firms.
What exams has Babak Kooros passed?
Babak Kooros passed the Series 65 in August 2021.
Where did Babak Kooros work before Legacy Wealth Management?
Before Legacy Wealth Management, Babak Kooros was registered through Foundations Investment Advisors LLC, February 2022 to June 2022.
Where is Babak Kooros based?
Babak Kooros’ registered office is in Newport Beach, CA.
Is Babak Kooros registered with FINRA?
No. Babak Kooros has no current broker registration.
How can I verify Babak Kooros’ record?
Search CRD 7496452 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Babak Kooros’ full registration record.
