Austin Smith has been Vice President, Chief Investment Officer of Schulz Wealth since January 2021, is not listed as a control person, but directly owns between 25% and 50% of the firm. Austin Smith holds a Degree in Business from Southwestern University.
Schulz Wealth, LTD. is a Mansfield, TX firm with $438M under management, 176 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Austin Smith is Vice President and Chief Investment Officer of Schulz Wealth. He joined the firm in 2018 as a Junior Adviser and leads its investment strategy. Earlier he began his career at a financial firm in Austin, focusing on institutional asset management.
- Schulz Wealth, LTD.Current– present · 8 yearsMansfield, TX · Adviser representative · Firm CRD 172194
Professional designations
Listed by Schulz Wealth
- Chartered Financial Analyst (CFA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Austin Smith is registered as an investment adviser representative in Texas, since August 2018.
- TexasSince 6 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 August 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Austin M Smith
- CRD
- 6937398
- Firm
- Schulz Wealth · CRD 172194
- Role
- Vice President, Chief Investment Officer
- Office
- 560 N. WALNUT CREEK, SUITE 120, Mansfield, TX 76063
- Registration
- Investment adviser registration
- In the industry since
- August 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- schulzwealth.com
Where does Austin Smith work?
Austin Smith has been Vice President, Chief Investment Officer of Schulz Wealth, LTD. since January 2021.
Is Austin Smith a financial advisor?
Yes. Austin Smith has a current investment-adviser registration in Texas, through Schulz Wealth since August 2018.
How many years of experience does Austin Smith have?
Austin Smith has 8 years in the financial industry, since August 2018, across 1 adviser firm.
What exams has Austin Smith passed?
Austin Smith passed the Series 65 in August 2018.
Where is Austin Smith based?
Austin Smith’s registered office is in Mansfield, TX.
Is Austin Smith registered with FINRA?
No. Austin Smith has no current broker registration.
Is Austin Smith a CFP?
Schulz Wealth lists Austin Smith with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Is Austin Smith a CFA charterholder?
Schulz Wealth lists Austin Smith with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Austin Smith’s record?
Search CRD 6937398 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Austin Smith’s full registration record.