Ashley Tabb has been an investment adviser representative at Oakworth Asset Management since July 2025, and is not listed among the firm’s executive officers or direct owners. Ashley Tabb holds a Bachelor of Arts in History from Davidson College. Ashley Tabb studied at Georgia State University.
Oakworth Asset Management, LLC is a Birmingham, AL firm with $846M under management, 565 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Ashley Tabb is Client Advisor, Wealth at Oakworth, based in Birmingham. He works with clients on wealth transfer and estate planning, retirement planning, cash flow analysis, risk management reviews, education planning, philanthropic strategies and tax strategies. Before joining Oakworth he was a principal and senior client advisor at 1919 Investment Counsel/Sterne Agee Trust, where he headed the office's planning group. Earlier he was a relationship manager at Wells Fargo Private Bank and a private banker with Regions/AmSouth Private Bank.
Ashley Tabb’s longest registration was 9 years at 1919 Investment Counsel, LLC (2015–2025). Before joining Oakworth Asset Management in 2025, Ashley Tabb was registered through 1919 Investment Counsel, LLC and Sterne Agee Asset Management, Inc.
- – present · 1 yearBirmingham, AL · Adviser representative · Firm CRD 335388
- 1919 Investment Counsel, LLC– · 9 yearsBirmingham, AL · Adviser representative · Firm CRD 133370
- Sterne Agee Asset Management, Inc.– · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 130888
- Wells Fargo Advisors, LLC– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 19616
- Morgan Keegan & Company, Inc.– · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 4161
- Amsouth Investment Management Company LLC– · 1 yearMemphis, TN · Adviser representative · Firm CRD 111757
Professional designations
Listed by Oakworth Asset Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Ashley Tabb is registered as an investment adviser representative in Alabama, since July 2025.
- AlabamaSince 1 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 October 2005 |
| Series 7 | General Securities Representative Examination | 17 May 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ashley Summers Tabb
- CRD
- 4954982
- Firm
- Oakworth Asset Management · CRD 335388
- Office
- 850 SHADES CREEK PARKWAY, SUITE 200, Birmingham, AL 35209
- Registration
- Investment adviser registration
- In the industry since
- March 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oakworth.com
Where does Ashley Tabb work?
Ashley Tabb is an investment adviser representative registered through Oakworth Asset Management, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Ashley Tabb a financial advisor?
Yes. Ashley Tabb has a current investment-adviser registration in Alabama, through Oakworth Asset Management since July 2025.
How many years of experience does Ashley Tabb have?
Ashley Tabb has 20 years in the financial industry, since March 2006, across 6 adviser firms.
What exams has Ashley Tabb passed?
Ashley Tabb has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2005. FINRA credited Ashley Tabb with the SIE, which began in October 2018.
Where did Ashley Tabb work before Oakworth Asset Management?
Before Oakworth Asset Management, Ashley Tabb was registered through Sterne Agee Asset Management, Inc., February 2012 to September 2015; Wells Fargo Advisors, LLC, May 2010 to November 2011; Morgan Keegan & Company, Inc., March 2007 to May 2010; Amsouth Investment Management Company LLC, November 2005 to March 2007.
Where is Ashley Tabb based?
Ashley Tabb’s registered office is in Birmingham, AL.
Is Ashley Tabb registered with FINRA?
No. Ashley Tabb has no current broker registration.
Is Ashley Tabb a CFP?
Oakworth Asset Management lists Ashley Tabb with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Ashley Tabb’s record?
Search CRD 4954982 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ashley Tabb’s full registration record.
