Ashley Stockdale has been Chief Compliance Officer of Crossgen Wealth since March 2025, is a control person of the firm and directly owns under 5% of it.
Crossgen Wealth LLC is a Greenville, NC firm with $223M under management, 150 clients and 3 advisers in one office, as of its October 2026 filing.
Ashley Stockdale is Vice President of Operations of CrossGen Wealth. Stockdale's role spans compliance, building efficient workflows, marketing content, and personal touches for clients. After nearly a decade as a financial counselor, Stockdale joined Raymond James in January 2018.
- Crossgen Wealth LLCCurrent– present · under a yearGreenville, NC · Adviser representative · Firm CRD 336270
Professional designations
Listed by Crossgen Wealth
- AAMS
Investment adviser representative registrations
Ashley Stockdale is registered as an investment adviser representative in North Carolina, since July 2026.
- North CarolinaSince 17 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 17 July 2026 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 11 August 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 March 2021 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 12 August 2019 |
| Series 7TO | General Securities Representative Examination | 17 May 2019 |
| SIE | Securities Industry Essentials Examination | 7 March 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6897081
- Firm
- Crossgen Wealth · CRD 336270
- Role
- Chief Compliance Officer
- Office
- 905 A CONFERENCE DRIVE, Greenville, NC 27858
- Registration
- Investment adviser registration
- In the industry since
- February 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- crossgenwealth.com
Where does Ashley Stockdale work?
Ashley Stockdale has been Chief Compliance Officer of Crossgen Wealth LLC since March 2025, and is a control person of the firm.
Is Ashley Stockdale a financial advisor?
Yes. Ashley Stockdale has a current investment-adviser registration in North Carolina, through Crossgen Wealth since July 2026.
How many years of experience does Ashley Stockdale have?
Ashley Stockdale has 6 years in the financial industry, since February 2020, across 1 adviser firm.
What exams has Ashley Stockdale passed?
Ashley Stockdale has passed 6 licensing exams: the SIE, Series 7TO, Series 9, Series 63, Series 10 and Series 66. The earliest, the SIE, was passed in March 2019.
Where is Ashley Stockdale based?
Ashley Stockdale’s registered office is in Greenville, NC.
Is Ashley Stockdale registered with FINRA?
No. Ashley Stockdale has no current broker registration.
How can I verify Ashley Stockdale’s record?
Search CRD 6897081 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ashley Stockdale’s full registration record.
