Asaph Elan has been an investment adviser representative at Equilibrium Wealth since December 2021, and is not listed among the firm’s executive officers or direct owners. Asaph Elan holds a Bachelor's degree in Behavioral Management and Finance from the College of Management and a Master's degree in Business Administration from City University of New York.
Equilibrium Wealth LLC is a firm with $130M under management, 68 clients and 3 advisers across 4 offices, as of its July 2026 filing.
Asaph Elan is Wealth Advisor - US and Israel of Equilibrium Wealth. He grew up in Israel, has lived in the US for many years, and has worked for several large US investment firms. He works with cross-border clients who live in the US, Israel or are moving between the two, many of whom are technology professionals.
Asaph Elan’s longest registration is the current one, 4 years at Equilibrium Wealth since 2021. Before joining Equilibrium Wealth in 2021, Asaph Elan was registered through Prudential Financial Planning Services and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Equilibrium Wealth LLCCurrent– present · 4 yearsSan Carlos, CA · Adviser representative · Firm CRD 311940
- Prudential Financial Planning Services– · 2 yearsSan Jose, CA · Adviser representative · Firm CRD 5685
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 7691
- Cetera Advisor Networks LLC– · under a yearSunnyvale, CA · Adviser representative · Firm CRD 13572
Investment adviser representative registrations
Asaph Elan is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2021; the most recent is Texas, in January 2025.
- CaliforniaSince 15 December 2021
- TexasResidentSince 8 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 March 2016 |
| Series 7 | General Securities Representative Examination | 19 January 2016 |
| Series 31 | Futures Managed Funds Examination | 26 April 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Futures Managed Funds Examination
- CRD
- 4547392
- Firm
- Equilibrium Wealth · CRD 311940
- Office
- San Carlos, CA
- Registration
- Investment adviser registration
- In the industry since
- April 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- equilibriumwealth.com
Where does Asaph Elan work?
Asaph Elan is an investment adviser representative registered through Equilibrium Wealth LLC since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is Asaph Elan a financial advisor?
Yes. Asaph Elan has a current investment-adviser registration in California and Texas, through Equilibrium Wealth since December 2021.
How many years of experience does Asaph Elan have?
Asaph Elan has 12 years in the financial industry, since April 2014, across 4 adviser firms.
What exams has Asaph Elan passed?
Asaph Elan has passed 3 licensing exams: the Series 31, Series 7 and Series 66. The earliest, the Series 31, was passed in April 2006. FINRA credited Asaph Elan with the SIE, which began in October 2018.
Where did Asaph Elan work before Equilibrium Wealth?
Before Equilibrium Wealth, Asaph Elan was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2016 to September 2018; Cetera Advisor Networks LLC, March 2016 to October 2016.
Where is Asaph Elan based?
Asaph Elan’s registered office is in San Carlos, CA.
Is Asaph Elan registered with FINRA?
No. Asaph Elan has no current broker registration.
How can I verify Asaph Elan’s record?
Search CRD 4547392 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Asaph Elan’s full registration record.
