Arthur Freedman has been an investment adviser representative at Essex since January 2015, and is not listed among the firm’s executive officers or direct owners.
Essex LLC is a Deer Park, IL firm with $649M under management, 608 clients and 7 advisers across 3 offices, as of its January 2026 filing.
Investment adviser representative registrations
Arthur Freedman is registered as an investment adviser representative in 2 states. Each was approved in January 2015.
- CaliforniaSince 14 January 2015
- IllinoisSince 12 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 March 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Arthur Allen Freedman
- CRD
- 4343854
- Firm
- Essex · CRD 108352
- Office
- 21805 FIELD PARKWAY, SUITE 340, Deer Park, IL 60010
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Arthur Freedman work?
Arthur Freedman is an investment adviser representative registered through Essex LLC since January 2015, and is not listed among the firm’s executive officers or direct owners.
Is Arthur Freedman a financial advisor?
Yes. Arthur Freedman has a current investment-adviser registration in California and Illinois, through Essex since January 2015.
How many years of experience does Arthur Freedman have?
Arthur Freedman has 24 years in the financial industry, since October 2002, across 1 adviser firm.
What exams has Arthur Freedman passed?
Arthur Freedman passed the Series 65 in March 2002.
Where is Arthur Freedman based?
Arthur Freedman’s registered office is in Deer Park, IL.
Is Arthur Freedman registered with FINRA?
No. Arthur Freedman has no current broker registration.
How can I verify Arthur Freedman’s record?
Search CRD 4343854 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Arthur Freedman’s full registration record.
