Arpit Sharma has been an investment adviser representative at Transce3nd since October 2022, and is not listed among the firm’s executive officers or direct owners. Arpit Sharma holds a Bachelor's degree in finance from the University of Texas at Dallas.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Arpit Sharma is Chief Investment Officer of e3 Wealth, based in Austin, Texas. His primary experience has been in asset allocation, and he develops investment ideas that are put into practice through the firm's investment models. Previously, he was an Investment Adviser Representative and portfolio manager overseeing client portfolios.
Professional designations
Listed by Transce3nd
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Arpit Sharma is registered as an investment adviser representative in Texas, since October 2022.
- TexasSince 3 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 4 November 2022 |
| SIE | Securities Industry Essentials Examination | 3 September 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 June 2022 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7623706
- Firm
- Transce3nd · CRD 317745
- Office
- 835 MAIN STREET, BUILDING 200, Buda, TX 78610
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- e3wealth.com
Where does Arpit Sharma work?
Arpit Sharma is an investment adviser representative registered through Transce3nd LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Arpit Sharma a financial advisor?
Yes. Arpit Sharma has a current investment-adviser registration in Texas, through Transce3nd since October 2022.
How many years of experience does Arpit Sharma have?
Arpit Sharma has 4 years in the financial industry, since October 2022, across 1 adviser firm.
What exams has Arpit Sharma passed?
Arpit Sharma has passed 3 licensing exams: the Series 65, SIE and Series 7TO. The earliest, the Series 65, was passed in June 2022.
Where is Arpit Sharma based?
Arpit Sharma’s registered office is in Buda, TX.
Is Arpit Sharma registered with FINRA?
Yes. Arpit Sharma has a current broker registration, under CRD 7623706.
Source: FINRA BrokerCheck
Is Arpit Sharma a CFA charterholder?
Transce3nd lists Arpit Sharma with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Arpit Sharma’s record?
Search CRD 7623706 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Arpit Sharma’s full registration record.
