Antonio Rios has been an investment adviser representative at Whalen Wealth Management since July 2024, and is not listed among the firm’s executive officers or direct owners.
Whalen Wealth Management Inc. is a Las Vegas, NV firm with $223M under management, 400 clients and 4 advisers in one office, as of its May 2026 filing.
Antonio Rios’ longest registration was 3 years at Wells Fargo Clearing Services, LLC (2013–2017). Before joining Whalen Wealth Management in 2024, Antonio Rios was registered through Fidelity Personal and Workplace Advisors and Lincoln Financial Securities Corporation.
- Fidelity Personal and Workplace Advisors– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 288590
- Lincoln Financial Securities Corporation– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 3870
- RBC Capital Markets, LLC– · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 31194
- Morgan Stanley– · 1 yearSherman Oaks, CA · Adviser representative · Firm CRD 149777
- Wells Fargo Clearing Services, LLC– · 3 yearsBeverly Hills, CA · Adviser representative · Firm CRD 19616
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 23 November 2014 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 15 September 2014 |
| Series 66 | Uniform Combined State Law Examination | 28 October 2013 |
| Series 7 | General Securities Representative Examination | 16 September 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Antonio Villanueva Rios
- CRD
- 1457522
- Firm
- Whalen Wealth Management · CRD 311869
- Office
- 7160 RAFAEL RIVERA WAY, SUITE 220, Las Vegas, NV 89113
- Registration
- Investment adviser registration
- In the industry since
- November 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Antonio Rios work?
Antonio Rios is an investment adviser representative registered through Whalen Wealth Management Inc. since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Antonio Rios a financial advisor?
Yes. Antonio Rios has a current investment-adviser registration, through Whalen Wealth Management since July 2024.
How many years of experience does Antonio Rios have?
Antonio Rios has 28 years in the financial industry, since November 1997, across 6 adviser firms.
What exams has Antonio Rios passed?
Antonio Rios has passed 5 licensing exams: the Series 63, Series 7, Series 66, Series 9 and Series 10. The earliest, the Series 63, was passed in December 1995. FINRA credited Antonio Rios with the SIE, which began in October 2018.
Where did Antonio Rios work before Whalen Wealth Management?
Before Whalen Wealth Management, Antonio Rios was registered through Fidelity Personal and Workplace Advisors, June 2022 to May 2023; Lincoln Financial Securities Corporation, July 2021 to August 2021; RBC Capital Markets, LLC, May 2019 to December 2020; Morgan Stanley, October 2017 to May 2019; Wells Fargo Clearing Services, LLC, October 2013 to October 2017.
Where is Antonio Rios based?
Antonio Rios’ registered office is in Las Vegas, NV.
Is Antonio Rios registered with FINRA?
No. Antonio Rios has no current broker registration.
How can I verify Antonio Rios’ record?
Search CRD 1457522 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Antonio Rios’ full registration record.
