Kim Dang has been Director of Operations of Whalen Wealth Management since May 2026, is a control person of the firm and directly owns under 5% of it.
Whalen Wealth Management Inc. is a Las Vegas, NV firm with $223M under management, 400 clients and 4 advisers in one office, as of its May 2026 filing.
Kim Dang is Director of Operations of Whalen Financial. She leads operations at the firm, partnering directly with the founder.
Kim Dang’s longest registration was 3 years at Independent Financial Group, LLC (2023–2026). Before joining Whalen Wealth Management in 2026, Kim Dang was registered through Independent Financial Group, LLC and LPL Financial LLC.
- Whalen FinancialCurrent– present · under a yearLas Vegas, NV · Adviser representative · Firm CRD 311869
- Independent Financial Group, LLC– · 3 yearsHenderson, NV · Adviser representative · Firm CRD 7717
- LPL Financial LLC– · 1 yearLas Vegas, NV · Adviser representative · Firm CRD 6413
- Miramontes Capital, LLC– · 1 yearNewport Beach, CA · Adviser representative · Firm CRD 264786
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearSeal Beach, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Kim Dang is registered as an investment adviser representative in Nevada, since July 2026.
- NevadaSince 8 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 September 2017 |
| Series 7 | General Securities Representative Examination | 10 April 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kim Thanh Dang
- CRD
- 6751208
- Firm
- Whalen Wealth Management · CRD 311869
- Role
- Director of Operations
- Office
- 7160 RAFAEL RIVERA WAY, SUITE 220, Las Vegas, NV 89113
- Registration
- Investment adviser registration
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- whalenfinancial.com
Where does Kim Dang work?
Kim Dang has been Director of Operations of Whalen Wealth Management Inc. since May 2026, and is a control person of the firm.
Is Kim Dang a financial advisor?
Yes. Kim Dang has a current investment-adviser registration in Nevada, through Whalen Wealth Management since July 2026.
How many years of experience does Kim Dang have?
Kim Dang has 9 years in the financial industry, since September 2017, across 5 adviser firms.
What exams has Kim Dang passed?
Kim Dang has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2017. FINRA credited Kim Dang with the SIE, which began in October 2018.
Where did Kim Dang work before Whalen Wealth Management?
Before Whalen Wealth Management, Kim Dang was registered through Independent Financial Group, LLC, May 2023 to May 2026; LPL Financial LLC, October 2019 to January 2021; Miramontes Capital, LLC, November 2017 to July 2019; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2017 to October 2017.
Where is Kim Dang based?
Kim Dang’s registered office is in Las Vegas, NV.
Is Kim Dang registered with FINRA?
No. Kim Dang has no current broker registration.
How can I verify Kim Dang’s record?
Search CRD 6751208 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kim Dang’s full registration record.
