Antonio DeSano has been an investment adviser representative at M1 Capital Management since February 2022, and is not listed among the firm’s executive officers or direct owners.
M1 Capital Management is a Troy, MI firm with $450M under management, 403 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Antonio DeSano’s longest registration is the current one, 4 years at M1 Capital Management since 2022. Before joining M1 Capital Management in 2022, Antonio DeSano was registered through Cetera Advisors LLC and Ameriprise Financial Services, LLC.
- Third Sigma Investment Advisors LLCAlso current– present · 1 yearTroy, MI · Adviser representative · Firm CRD 151188
- Cetera Investment Advisers LLC– · under a yearNovi, MI · Adviser representative · Firm CRD 105644
- M1 Capital Management LLCCurrent– present · 4 yearsClawson, MI · Adviser representative · Firm CRD 158269
- Cetera Advisors LLC– · 2 yearsNovi, MI · Adviser representative · Firm CRD 10299
- Ameriprise Financial Services, LLC– · under a yearTroy, MI · Adviser representative · Firm CRD 6363
- Royal Alliance Associates, Inc.– · 2 yearsTroy, MI · Adviser representative · Firm CRD 23131
- UBS Financial Services Inc.– · 4 yearsBirmingham, MI · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Antonio DeSano is registered as an investment adviser representative in Michigan, since February 2022.
- MichiganSince 3 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 June 2014 |
| Series 7 | General Securities Representative Examination | 27 May 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 May 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5910283
- Firm
- M1 Capital Management · CRD 158269
- Office
- Clawson, MI
- Registration
- Investment adviser registration
- In the industry since
- June 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Antonio DeSano work?
Antonio DeSano is an investment adviser representative registered through M1 Capital Management since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Antonio DeSano a financial advisor?
Yes. Antonio DeSano has a current investment-adviser registration in Michigan, through M1 Capital Management since February 2022.
How many years of experience does Antonio DeSano have?
Antonio DeSano has 15 years in the financial industry, since June 2011, across 7 adviser firms.
What exams has Antonio DeSano passed?
Antonio DeSano has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in May 2011. FINRA credited Antonio DeSano with the SIE, which began in October 2018.
Where did Antonio DeSano work before M1 Capital Management?
Before M1 Capital Management, Antonio DeSano was registered through Ameriprise Financial Services, LLC, January 2021 to January 2022; Royal Alliance Associates, Inc., July 2018 to January 2021; UBS Financial Services Inc., June 2014 to July 2018.
Where is Antonio DeSano based?
Antonio DeSano’s registered office is in Clawson, MI.
Is Antonio DeSano registered with FINRA?
No. Antonio DeSano has no current broker registration.
How can I verify Antonio DeSano’s record?
Search CRD 5910283 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Antonio DeSano’s full registration record.