Anton Madsen has been an investment adviser representative at Stone Steps Financial since February 2026, and is not listed among the firm’s executive officers or direct owners.
Stone Steps Financial, LLC is an Encinitas, CA firm with $147M under management, 138 clients and 4 advisers across 7 offices, as of its March 2026 filing.
Anton Madsen’s longest registration was 8 years at Newleaf Financial Guidance (2016–2024). Before joining Stone Steps Financial in 2026, Anton Madsen was registered through Xypn Invest and Newleaf Financial Guidance.
- Stone Steps Financial, LLCCurrent– present · under a yearRedwood Falls, MN · Adviser representative · Firm CRD 175289
- Xypn Invest– · 2 yearsRedwood Falls, MN · Adviser representative · Firm CRD 285967
- Newleaf Financial Guidance– · 8 yearsRedwood Falls, MN · Adviser representative · Firm CRD 282469
- Ameriprise Financial Services, Inc.– · 1 yearEdina, MN · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Anton Madsen is registered as an investment adviser representative in Minnesota, since February 2026.
- MinnesotaSince 10 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 11 July 2007 |
| Series 7 | General Securities Representative Examination | 2 July 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Anton Fawver Madsen
- CRD
- 5345196
- Firm
- Stone Steps Financial · CRD 175289
- Office
- Redwood Falls, MN
- Registration
- Investment adviser registration
- In the industry since
- February 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Anton Madsen work?
Anton Madsen is an investment adviser representative registered through Stone Steps Financial, LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Anton Madsen a financial advisor?
Yes. Anton Madsen has a current investment-adviser registration in Minnesota, through Stone Steps Financial since February 2026.
How many years of experience does Anton Madsen have?
Anton Madsen has 12 years in the financial industry, since February 2014, across 4 adviser firms.
What exams has Anton Madsen passed?
Anton Madsen has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in July 2007. FINRA credited Anton Madsen with the SIE, which began in October 2018.
Where did Anton Madsen work before Stone Steps Financial?
Before Stone Steps Financial, Anton Madsen was registered through Newleaf Financial Guidance, February 2016 to July 2024; Ameriprise Financial Services, Inc., December 2013 to December 2015.
Where is Anton Madsen based?
Anton Madsen’s registered office is in Redwood Falls, MN.
Is Anton Madsen registered with FINRA?
No. Anton Madsen has no current broker registration.
How can I verify Anton Madsen’s record?
Search CRD 5345196 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anton Madsen’s full registration record.
- Kingston HollmanChief Compliance Officer
- Scott FrankManaging Member