Anthony Wall has been an investment adviser representative at Upper Left Wealth Management since October 2022, and is not listed among the firm’s executive officers or direct owners. Anthony Wall holds an MBA in Finance from Columbia Business School and a B.S. in International Relations from United States Military Academy at West Point.
Upper Left Wealth Management, LLC is a firm with $201M under management, 95 clients and 2 advisers across 2 offices, as of its July 2026 filing.
Anthony Wall is Director of Upper Left Wealth Management. He works on structuring and operating qualified retirement plans for small companies and helps employees prepare for retirement by explaining ERISA and IRS rules in everyday language. Before joining the firm, he was a Registered Investment Advisor at Praetorian Guard, and before that he worked with the World Bank, the US Army and PwC.
Anthony Wall’s longest registration was 6 years at Praetorian Guard, A Division of Praetorian Wealth Management,inc (2016–2022). Before joining Upper Left Wealth Management in 2022, Anthony Wall was registered through Praetorian Guard, A Division of Praetorian Wealth Management,inc.
- – present · 4 yearsWashington, DC · Adviser representative · Firm CRD 288762
- Praetorian Guard, A Division of Praetorian Wealth Management,inc– · 6 yearsWashington, DC · Adviser representative · Firm CRD 147814
- Praetorian Guard, A Division of Praetorian Wealth Management,inc– · under a yearWashington, DC · Adviser representative · Firm CRD 147814
Investment adviser representative registrations
Anthony Wall is registered as an investment adviser representative in Virginia, since October 2022.
- VirginiaSince 3 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 September 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Anthony Bowser Wall
- CRD
- 4639238
- Firm
- Upper Left Wealth Management · CRD 288762
- Office
- Washington, DC
- Registration
- Investment adviser registration
- In the industry since
- December 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- upperleftwealth.com
Where does Anthony Wall work?
Anthony Wall is an investment adviser representative registered through Upper Left Wealth Management, LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Anthony Wall a financial advisor?
Yes. Anthony Wall has a current investment-adviser registration in Virginia, through Upper Left Wealth Management since October 2022.
How many years of experience does Anthony Wall have?
Anthony Wall has 10 years in the financial industry, since December 2015, across 2 adviser firms.
What exams has Anthony Wall passed?
Anthony Wall passed the Series 65 in September 2015.
Where did Anthony Wall work before Upper Left Wealth Management?
Before Upper Left Wealth Management, Anthony Wall was registered through Praetorian Guard, A Division of Praetorian Wealth Management,inc, April 2016 to September 2022; Praetorian Guard, A Division of Praetorian Wealth Management,inc, September 2015 to December 2015.
Where is Anthony Wall based?
Anthony Wall’s registered office is in Washington, DC.
Is Anthony Wall registered with FINRA?
No. Anthony Wall has no current broker registration.
How can I verify Anthony Wall’s record?
Search CRD 4639238 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Wall’s full registration record.
