Anthony Brown has been an investment adviser representative at Financial & Tax Architects since December 2025, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Anthony Brown’s longest registration is the current one, under a year at Financial & Tax Architects since 2025. Before joining Financial & Tax Architects in 2025, Anthony Brown was registered through Ima Advisory Services, Inc.
- – present · under a yearPlano, TX · Adviser representative · Firm CRD 119169
- Ima Advisory Services, Inc.– · under a yearDallas, TX · Adviser representative · Firm CRD 112091
Investment adviser representative registrations
Anthony Brown is registered as an investment adviser representative in Texas, since December 2025.
- TexasSince 19 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 April 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 June 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Anthony Lee Brown
- CRD
- 6330331
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 6860 N Dallas Pkwy, Suite 200, Plano, TX 75024
- Registration
- Investment adviser registration
- In the industry since
- April 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Anthony Brown work?
Anthony Brown is an investment adviser representative registered through Financial & Tax Architects, LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Anthony Brown a financial advisor?
Yes. Anthony Brown has a current investment-adviser registration in Texas, through Financial & Tax Architects since December 2025.
How many years of experience does Anthony Brown have?
Anthony Brown has 3 years in the financial industry, since April 2023, across 2 adviser firms.
What exams has Anthony Brown passed?
Anthony Brown has passed 2 licensing exams: the Series 6 and Series 65. The earliest, the Series 6, was passed in June 2014. FINRA credited Anthony Brown with the SIE, which began in October 2018.
Where did Anthony Brown work before Financial & Tax Architects?
Before Financial & Tax Architects, Anthony Brown was registered through Ima Advisory Services, Inc., April 2025 to June 2025.
Where is Anthony Brown based?
Anthony Brown’s registered office is in Plano, TX.
Is Anthony Brown registered with FINRA?
No. Anthony Brown has no current broker registration.
How can I verify Anthony Brown’s record?
Search CRD 6330331 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Brown’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel