Anne Gaiennie has been an investment adviser representative at Cullen Investment Group since December 2024, and is not listed among the firm’s executive officers or direct owners.
Cullen Investment Group, LTD. is a Lafayette, LA firm with $910M under management, 611 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Anne Gaiennie is an Investment Advisor Representative at Cullen Investment Group. She works with clients on dividing assets under successions, usufruct accounting and court orders. She is an officer of the firm and has assisted with firm compliance and supervision. She assisted the firm as a contractor for a number of years before joining in 2010.
- Cullen Investment GroupCurrent– present · 1 yearBroussard, LA · Adviser representative · Firm CRD 18266
Professional designations
Listed by Cullen Investment Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Anne Gaiennie is registered as an investment adviser representative in 2 states. Each was approved in December 2024.
- LouisianaSince 26 December 2024
- TexasSince 18 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 December 2016 |
| Series 24 | General Securities Principal Examination | 10 September 2010 |
| Series 7 | General Securities Representative Examination | 13 July 2010 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Anne Clark Gaiennie
- CRD
- 5797869
- Firm
- Cullen Investment Group · CRD 18266
- Office
- 1404 South College Rd., Broussard, LA 70503
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cullenonline.com
Where does Anne Gaiennie work?
Anne Gaiennie is an investment adviser representative registered through Cullen Investment Group, LTD. since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is Anne Gaiennie a financial advisor?
Yes. Anne Gaiennie has a current investment-adviser registration in Louisiana and Texas, through Cullen Investment Group since December 2024.
How many years of experience does Anne Gaiennie have?
Anne Gaiennie has 16 years in the financial industry, since August 2010, across 1 adviser firm.
What exams has Anne Gaiennie passed?
Anne Gaiennie has passed 4 licensing exams: the Series 7, Series 24, Series 65 and Series 99TO. The earliest, the Series 7, was passed in July 2010. FINRA credited Anne Gaiennie with the SIE, which began in October 2018.
Where did Anne Gaiennie work before Cullen Investment Group?
Before Cullen Investment Group, Anne Gaiennie was registered through Cullen Asset Management, June 2010 to October 2024.
Where is Anne Gaiennie based?
Anne Gaiennie’s registered office is in Broussard, LA.
Is Anne Gaiennie registered with FINRA?
No. Anne Gaiennie has no current broker registration.
Is Anne Gaiennie a CFP?
Cullen Investment Group lists Anne Gaiennie with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Anne Gaiennie’s record?
Search CRD 5797869 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anne Gaiennie’s full registration record.