Career
Anne Campbell has been Chief Compliance Officer of Marathon Asset Management since June 2025. Anne Campbell is a control person of the firm and directly owns under 5% of it. Anne Campbell holds a BS in Accounting from Villanova University.
Marathon Asset Management, L.P. is a New York, NY firm with $30.5B under management, 137 clients and 99 advisers across 3 offices, as of its July 2026 filing.
CVC Marathon identifies Anne Campbell as Chief Compliance Officer and says she joined in 2025.
No adviser firm registrations are on Anne Campbell’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 17 October 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 2013 |
| Series 7 | General Securities Representative Examination | 8 February 2013 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Anne M Campbell
- CRD
- 6132885
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Anne Campbell work?
Anne Campbell has been Chief Compliance Officer of Marathon Asset Management, L.P. since June 2025, and is a control person of the firm.
Does Anne Campbell have a current investment-adviser registration?
Anne Campbell has a current broker registration and no current investment-adviser registration.
What exams has Anne Campbell passed?
Anne Campbell has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 99TO. The earliest, the Series 7, was passed in February 2013. FINRA credited Anne Campbell with the SIE, which began in October 2018.