Annaliese Ruiz has been an investment adviser representative at Roehl & Yi Investment Advisors since October 2022, and is not listed among the firm’s executive officers or direct owners. Annaliese Ruiz holds a BS in Geography from the University of Oregon.
Roehl & Yi Investment Advisors, LLC is an Eugene, OR firm with $959M under management, 500 clients and 10 advisers across 4 offices, as of its March 2026 filing.
Anna Ruiz is an associate advisor of Roehl & Yi Investment Advisors, based in Eugene, Oregon. She joined the firm in 2020 as a client service associate and became an advisor when she was licensed in 2022. She works closely with the firm's qualified plan clients and engages their plan participants. She also works alongside the firm's Wealth Management advisors to assist clients with their financial planning and investment goals.
- – present · 4 yearsEugene, OR · Adviser representative · Firm CRD 109258
Investment adviser representative registrations
Annaliese Ruiz is registered as an investment adviser representative in Oregon, since October 2022.
- OregonSince 8 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 October 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Annaliese Renate Kelly Ruiz
- CRD
- 7635095
- Firm
- Roehl & Yi Investment Advisors · CRD 109258
- Office
- 450 COUNTRY CLUB ROAD, SUITE 200, Eugene, OR 97401
- Registration
- Investment adviser registration
- In the industry since
- October 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- roehl-yi.com
Where does Annaliese Ruiz work?
Annaliese Ruiz is an investment adviser representative registered through Roehl & Yi Investment Advisors, LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Annaliese Ruiz a financial advisor?
Yes. Annaliese Ruiz has a current investment-adviser registration in Oregon, through Roehl & Yi Investment Advisors since October 2022.
How many years of experience does Annaliese Ruiz have?
Annaliese Ruiz has 4 years in the financial industry, since October 2022, across 1 adviser firm.
What exams has Annaliese Ruiz passed?
Annaliese Ruiz passed the Series 65 in October 2022.
Where is Annaliese Ruiz based?
Annaliese Ruiz’s registered office is in Eugene, OR.
Is Annaliese Ruiz registered with FINRA?
No. Annaliese Ruiz has no current broker registration.
How can I verify Annaliese Ruiz’s record?
Search CRD 7635095 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Annaliese Ruiz’s full registration record.
