Career
Anna Sembos has been Chief Financial Officer and Deputy Chief Operating Officer of Cifc Asset Management since March 2026. Anna Sembos is a control person of the firm and directly owns under 5% of it.
Cifc Asset Management LLC is a Miami, FL firm with $44.6B under management, 150 clients and 89 advisers across 13 offices, as of its May 2026 filing.
Anna Sembos is CIFC’s senior managing director, deputy chief operating officer and chief financial officer. She spent over 17 years at Credit Suisse, where she held leadership roles in global credit products.
No adviser firm registrations are on Anna Sembos’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 10 April 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 March 2017 |
| Series 7 | General Securities Representative Examination | 20 February 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Anna Sembos
- CRD
- 6311646
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Anna Sembos work?
Anna Sembos has been Chief Financial Officer and Deputy Chief Operating Officer of Cifc Asset Management LLC since March 2026, and is a control person of the firm.
Does Anna Sembos have a current investment-adviser registration?
Anna Sembos has no current investment-adviser or broker registration.
What exams has Anna Sembos passed?
Anna Sembos has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in February 2017. FINRA credited Anna Sembos with the SIE, which began in October 2018.