Anna-Christina Brockschmidt has been CEO & CCO, Iar of Pacific Financial Strategies since November 2015, is not listed as a control person, but directly owns 75% or more of the firm. Anna-Christina Brockschmidt holds an MBA with an emphasis on Finance from Pepperdine University.
Pacific Financial Strategies, Inc is a Thousand Oaks, CA firm with $201M under management, 713 clients and 3 advisers across 2 offices, as of its June 2026 filing.
Anna Brockschmidt is CEO of Pacific Financial Strategies, Inc. She helps young families with budgeting, insurance, investing and long-term planning. She sets clear direction for the firm.
- – present · 10 yearsThousand Oaks, CA · Adviser representative · Firm CRD 151434
Investment adviser representative registrations
Anna-Christina Brockschmidt is registered as an investment adviser representative in California, since November 2015.
- CaliforniaSince 11 November 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 18 April 2025 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 November 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6317269
- Firm
- Pacific Financial Strategies · CRD 151434
- Role
- CEO & CCO, Iar
- Office
- 223 E. THOUSAND OAKS BLVD., SUITE 403, Thousand Oaks, CA 91360
- Registration
- Investment adviser registration
- In the industry since
- November 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pacfs.com
Where does Anna-Christina Brockschmidt work?
Anna-Christina Brockschmidt has been CEO & CCO, Iar of Pacific Financial Strategies, Inc since November 2015.
Is Anna-Christina Brockschmidt a financial advisor?
Yes. Anna-Christina Brockschmidt has a current investment-adviser registration in California, through Pacific Financial Strategies since November 2015.
How many years of experience does Anna-Christina Brockschmidt have?
Anna-Christina Brockschmidt has 10 years in the financial industry, since November 2015, across 1 adviser firm.
What exams has Anna-Christina Brockschmidt passed?
Anna-Christina Brockschmidt has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in November 2015.
Where is Anna-Christina Brockschmidt based?
Anna-Christina Brockschmidt’s registered office is in Thousand Oaks, CA.
Is Anna-Christina Brockschmidt registered with FINRA?
No. Anna-Christina Brockschmidt has no current broker registration.
How can I verify Anna-Christina Brockschmidt’s record?
Search CRD 6317269 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anna-Christina Brockschmidt’s full registration record.