Ann Arceo has held the title Member at Del-Sette Capital Management since January 2026, is not listed as a control person, but directly owns between 5% and 10% of the firm. Ann Arceo holds a Bachelor's degree in Business Management from the University of Houston–Victoria.
Del-Sette Capital Management, LLC is a Schenectady, NY firm with $193M under management, 240 clients and 5 advisers across 4 offices, as of its September 2026 filing.
Ann Arceo is Director of Financial Planning, Shareholder of Del-Sette Capital Management. She has more than 18 years of experience in wealth management and financial planning. She began her career while attending college at a wealth management firm in Houston, Texas, and later founded her own Registered Investment Advisory firm providing outsourced financial planning services to independent advisors.
Ann Arceo’s longest registration was 7 years at Savvy Duo Financial Planning, Inc. (2013–2020). Before joining Del-Sette Capital Management in 2023, Ann Arceo was registered through Rooted Planning Group and Savvy Duo Financial Planning, Inc.
- Happiness in RetirementCurrent– present · 2 yearsSchenectady, NY · Adviser representative · Firm CRD 159052
- Rooted Planning Group– · 3 yearsRio Rancho, NM · Adviser representative · Firm CRD 284120
- Savvy Duo Financial Planning, Inc.– · 7 yearsFort Collins, CO · Adviser representative · Firm CRD 168150
- LPL Financial LLC– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 6413
- National Planning Corporation ("NPC of America" in FL & NY)– · under a yearTustin, CA · Adviser representative · Firm CRD 29604
- LPL Financial LLC– · 1 yearTustin, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Ann Arceo is registered as an investment adviser representative in 2 states. The first approvals date from December 2023; the most recent is New York, in July 2026.
- New MexicoSince 8 December 2023
- New YorkSince 28 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 7 September 2011 |
| Series 66 | Uniform Combined State Law Examination | 30 June 2011 |
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Ann Marie Arceo
- CRD
- 5869801
- Firm
- Del-Sette Capital Management · CRD 159052
- Role
- Member
- Office
- 1332 UNION ST., Schenectady, NY 12308
- Registration
- Investment adviser registration
- In the industry since
- October 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- del-sette.com
Where does Ann Arceo work?
Ann Arceo has held the title Member at Del-Sette Capital Management, LLC since January 2026.
Is Ann Arceo a financial advisor?
Yes. Ann Arceo has a current investment-adviser registration in New Mexico and New York, through Del-Sette Capital Management since December 2023.
How many years of experience does Ann Arceo have?
Ann Arceo has 15 years in the financial industry, since October 2011, across 5 adviser firms.
What exams has Ann Arceo passed?
Ann Arceo has passed 2 licensing exams: the Series 66 and Series 7. The earliest, the Series 66, was passed in June 2011.
Where did Ann Arceo work before Del-Sette Capital Management?
Before Del-Sette Capital Management, Ann Arceo was registered through Rooted Planning Group, September 2020 to November 2023; Savvy Duo Financial Planning, Inc., August 2013 to December 2020; LPL Financial LLC, January 2013 to August 2013; National Planning Corporation ("NPC of America" in FL & NY), November 2012 to December 2012; LPL Financial LLC, September 2011 to December 2012.
Where is Ann Arceo based?
Ann Arceo’s registered office is in Schenectady, NY.
Is Ann Arceo registered with FINRA?
No. Ann Arceo has no current broker registration.
How can I verify Ann Arceo’s record?
Search CRD 5869801 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ann Arceo’s full registration record.
