Career
Andrew Wetzel has been Chief Compliance Officer, Principal of The London Company of Virginia since May 2012. Andrew Wetzel is a control person of the firm and directly owns under 5% of it. Andrew Wetzel holds a B.A. in Economics from the University of Virginia.
The London Company of Virginia, LLC is a Richmond, VA firm with $14.9B under management, 6,122 clients and 15 advisers in one office, as of its March 2026 filing.
The firm identifies Wetzel as principal and chief compliance officer. He joined in 2007 after working as an equity trader at Wachovia Securities and served five years as the firm’s head trader.
- – present · 16 yearsRichmond, VA · Adviser representative · Firm CRD 106654
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Texas | Approved | 11 May 2011 |
| Virginia | Approved | 16 March 2010 |
- Status
- Approved
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 March 2010 |
| Series 55 | Limited Representative-Equity Trader Exam | 12 May 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 2005 |
| Series 7 | General Securities Representative Examination | 8 April 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Andrew James Wetzel
- CRD
- 4758516
- Office
- 1800 BAYBERRY COURT, SUITE 301, Richmond, VA 23226
- Firm bio
- tlcadvisory.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Andrew Wetzel work?
Andrew Wetzel has been Chief Compliance Officer, Principal of The London Company of Virginia, LLC since May 2012, and is a control person of the firm.
Is Andrew Wetzel a financial advisor?
Yes. Andrew Wetzel has a current investment-adviser registration in Texas and Virginia, through The London Company of Virginia since March 2010.
How many years of experience does Andrew Wetzel have?
Andrew Wetzel has 16 years in the financial industry, since March 2010, across 1 adviser firm.
What exams has Andrew Wetzel passed?
Andrew Wetzel has passed 4 licensing exams: the Series 7, Series 63, Series 55 and Series 65. The earliest, the Series 7, was passed in April 2004.
Where is Andrew Wetzel based?
Andrew Wetzel’s registered office is in Richmond, VA.