Andrew Swanson has been an investment adviser representative at Nikulski Financial since June 2015, and is not listed among the firm’s executive officers or direct owners.
Nikulski Financial, Inc. is a Bettendorf, IA firm with $449M under management, 475 clients and 6 advisers in one office, as of its March 2026 filing.
- Nikulski Financial, Inc.Current– present · 11 yearsBettendorf, IA · Adviser representative · Firm CRD 151569
Investment adviser representative registrations
Andrew Swanson is registered as an investment adviser representative in Iowa, since June 2015.
- IowaSince 10 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 January 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Andrew Michael Swanson
- CRD
- 6512060
- Firm
- Nikulski Financial · CRD 151569
- Office
- 4275 ONTARIO DRIVE, Bettendorf, IA 52722
- Registration
- Investment adviser registration
- In the industry since
- June 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Swanson work?
Andrew Swanson is an investment adviser representative registered through Nikulski Financial, Inc. since June 2015, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Swanson a financial advisor?
Yes. Andrew Swanson has a current investment-adviser registration in Iowa, through Nikulski Financial since June 2015.
How many years of experience does Andrew Swanson have?
Andrew Swanson has 11 years in the financial industry, since June 2015, across 1 adviser firm.
What exams has Andrew Swanson passed?
Andrew Swanson passed the Series 65 in January 2015.
Where is Andrew Swanson based?
Andrew Swanson’s registered office is in Bettendorf, IA.
Is Andrew Swanson registered with FINRA?
No. Andrew Swanson has no current broker registration.
How can I verify Andrew Swanson’s record?
Search CRD 6512060 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Swanson’s full registration record.